Financial Crimes (Audit QA) Consultant

How We Will Help You:

Joining NTT DATA is not only a job, but a chance to grow your career. We are committed to supporting your professional growth, development, and overall success. By joining our team, you will have the opportunity to leverage your experience in financial crimes remediation, AML, BSA programs, and compliance management while advancing your career in a supportive and collaborative environment.

Why the Role Is Important:

We are seeking a Financial Crimes Consultant with experience in Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) programs, as well as internal audit quality assurance, to participate in remediation projects for financial crimes compliance issues, including AML and BSA deficiencies. The ideal candidate will have a background in financial services and experience working in a Big 4 audit firm. Join us in making a significant impact on compliance excellence and organizational resilience in the face of evolving regulatory landscapes and financial crimes challenges.

Once You Are Here, You Will:

• Regulatory Compliance: Stay abreast of AML and BSA regulations, guidelines, and enforcement actions. Interpret regulatory requirements and advise clients on best practices for achieving compliance and mitigating financial crimes risks.

• Strategic Advisory: Provide strategic guidance and recommendations to financial institutions on enhancing AML and BSA frameworks, policies, and procedures. Collaborate with client leadership to implement remediation solutions that align with business objectives and regulatory expectations.

• Documentation and Reporting: Prepare detailed documentation, reports, and presentations documenting remediation progress, findings, and recommendations. Communicate effectively with internal and external stakeholders to ensure transparency and accountability throughout the remediation process.

• Quality Assurance: Conduct quality assurance reviews and assessments to validate the effectiveness of remediation efforts and ensure adherence to regulatory requirements and internal policies, leveraging your experience in internal audit quality assurance.

• Continuous Improvement: Implement lessons learned from remediation projects to enhance compliance frameworks, streamline processes, and strengthen risk management practices.

Required Qualifications:

• Bachelor's degree in business or a related field
• 5+ years of experience in financial services, with a strong background in internal audit, audit quality assurance, or a related field
• 3+ years of experience in a Big 4 audit firm or a similar role, with a strong understanding of audit methodologies and quality assurance processes
• 2+ years of experience on projects that focused on one or more of the following: AML/BSA, KYC/Onboarding, Large-Scale Remediation or Operational Engagements, Core financial services
• Knowledge and understanding of regulatory compliance requirements surrounding Anti-Money Laundering (AML) requirements and lifecycle - particularly knowledge around Beneficial Ownership documentation
• Risk Management, specifically Financial Crimes/AML/BSA Program experience
• Internal audit quality assurance experience, with a strong understanding of audit methodologies and quality assurance processes

Preferred Skills:

• Experience with internal audit methodologies, including risk assessment, audit planning, and execution
• Familiarity with audit tools and technologies, such as audit software and data analytics platforms
• Strong understanding of internal audit standards, including IIA and COSO frameworks
• Experience with quality assurance reviews and assessments, including identifying areas for improvement and implementing corrective actions
• Knowledge of industry trends and best practices in internal audit, including audit committee reporting and stakeholder communication

Ideal Mindset:

By embodying this ideal mindset, you will contribute to the success of our firm, uphold our commitment to regulatory compliance excellence, and support our clients in navigating complex financial crimes challenges with confidence and integrity. The ideal mindset for the role of a Financial Crimes Senior Consultant includes:

• Commitment to Compliance: A strong commitment to upholding regulatory compliance standards and ensuring adherence to AML and BSA regulations.
• Analytical Thinking: Adept at analyzing complex regulatory requirements, assessing program deficiencies, and developing strategic remediation plans.
• Ethical Integrity: Uphold the highest standards of ethical conduct and integrity in all professional interactions.
• Adaptability and Resilience: Adapt quickly to changing regulatory environments, client requirements, and project dynamics.
• Innovative Approach: Embrace innovation in financial crimes remediation, leveraging technology, data analytics, and best practices to enhance compliance effectiveness and operational efficiency.

About NTT DATA Services:

NTT DATA Services is a recognized leader in IT and business services, including cloud, data and applications, headquartered in Texas. As part of NTT DATA, a $30 billion trusted global innovator with a combined global reach of over 80 countries, we help clients transform through business and technology consulting, industry and digital solutions, applications development and management, managed edge-to-cloud infrastructure services, BPO, systems integration and global data centers. We are committed to our clients' long-term success. Visit nttdata.com or LinkedIn to learn more.

NTT DATA Services is an equal opportunity employer and considers all applicants without regarding to race, color, religion, citizenship, national origin, ancestry, age, sex, sexual orientation, gender identity, genetic information, physical or mental disability, veteran or marital status, or any other characteristic protected by law. We are committed to creating a diverse and inclusive environment for all employees. If you need assistance or an accommodation due to a disability, please inform your recruiter so that we may connect you with the appropriate team.

This position is eligible for company benefits that will depend on the nature of the role offered. Company benefits may include medical, dental, and vision insurance, flexible spending or health savings account, life, and AD&D insurance, short-and long-term disability coverage, paid time off, employee assistance, participation in a 401k program with company match, and additional voluntary or legally required benefits.

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