Internal Auditor with Banking Domain Exp

Accountability, COSO, Desktop, Documentation, Compliance, Domain management, Finance, Governance, Policies, Regulatory reporting, Reference data, Reporting, Process flow, Mapping, Microsoft Excel, DMS, Data governance, Data management, Consulting, Audit, Framework, Onshore, Meta-data management, Monitoring, Partnership, REACH, SOLID, Data QA, COM
Contract W2, Contract Independent, Contract Corp-To-Corp, 12 Months
Depends on Experience
Travel not required

Job Description

Job Description

Title:                     Internal Auditors Location:             Charlotte, NC ,Dallas, TX Minneapolis, MN (Remote Post COVID onsite) Duration:            9 months contract


Job Description:


The Data Management Solutions (DMS) organization within Data Management & Insight provides holistic and consistent data management capabilities. This includes domain management, data quality monitoring, metadata management, data lake management, and master/reference data management.


Report Mapping & Issue Identification:

The Report Mapping & Issue Identification (RMII) team within DMS creates an end-to-end view of the in-scope Governance & Oversight (G&O) Risk and Regulatory reports; this includes identifying people, processes, and data used to create and produce the reports, as well as associated risks, controls, issues, and gaps.

The report documentation analyst will be accountable for fulfilling Enterprise Data Governance, Regulatory and Risk Reporting Governance & Oversight (G&O) Framework, and Policy and Standards for COSO Compliance requirements across regulatory and risk reports in-scope.

The report documentation consultant develops and manages documentation for regulatory and risk reports in a timely and effective manner


Key Responsibilities Include:

 Executes the documentation of end-2-end data/processes for RMII in-scope Risk and Regulatory reports

Design and maintain processes to ensure accuracy and integrity (i.e. documentation provides accurate end-to-end view) across all documentation

Leverage COSO principles, data management standards, and other skills to ensure compliance with G&O Framework, COSO, and EDG requirement/policies

Drive report documentation activities in partnership with consultants against target timelines and escalate risks, as needed

Providing meaningful assessments of financial, risk, and regulatory reporting control environment;


Required Qualifications:

5+ years of experience in one or a combination of the following: data management, data governance, data quality or audit/risk.


Desired Qualifications:

 Experience with assessing and documenting key risks and controls, identifying control gaps, process walk through, gathering control evidence

Experience in Data Management concepts including data governance, data domains, metadata and/or data quality. 

Background in data documentation including data/process flow diagrams, desktop procedures, etc.

Prior knowledge of Risk and Regulatory Reporting processes a plus. 

Ability to consult, build, and maintain solid working relationships in and outside of immediate department

Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment

Advanced user of MS Excel, MS Visio
Please feel free to reach


Posted By

Narinder Singh

Dice Id : 10126196
Position Id : 6080806
Originally Posted : 1 year ago
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