Regulatory Reporting Analyst/Document Management Specialist

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Software Guidance & Assistance
Analysis, Analyst, Business Analyst, Consulting, Data Analysis, Excel, HTTP, Inquire, Management, Metrics, Microsoft Access, Project, Project Management, Sales
Contract Corp-To-Corp, Contract Independent, Contract W2, C2H Corp-To-Corp, C2H Independent, C2H W2, Contract
Telecommuting not available Travel not required

Job Description


Software Guidance & Assistance, Inc., (SGA), is searching for a Document Specialist/Project Analyst for a contract assignment with one of our premier financial services clients in Raleigh, NC.

Given high volumes and shift in regulatory obligations, the candidate in this role is required to support client outreach and inbox management of SWISS and US CSTAY regulation. Role will involve sending, receiving, logging, collating, storing communication and stripping out data for GC to review and responding to client queries

Responsibilities :


  • Analyst / Specialist required to support the management of negotiated agreements with company clients. This job will involve working with Negotiators, Sales and Client Onboarding to ensure critical legal terms are captured for client collateral management
  • Opportunity to work within the Investment Bank, and with business partners
  • Opportunity to start in a group that has long term options to move into Business Analyst, Project Management or Data Analyst roles
  • Key Skills will be communication (speaking to internal stakeholders), analytics (looking at a problem and helping to provide solutions) , ability to review large data set and perform analysis, ability to create playbook / procedure document and an eye for detail (ensure that client data is managed at the right level)


Required Skills :


  • Solid results focus and drive
  • An ability to interact effectively with very senior management
  • Excellent business analysis/process design skills
  • Creative issue resolution skills
  • Ability to influence others and drive collaboration
  • Excellent attention to detail
  • Ability to professionally communicate with Clients
  • Excellent relationship and interpersonal skills
  • Ease in dealing with front office and senior management
  • Experience in managing projects
  • Excellent attention to detail
  • Ability to work under tight guidelines in a high-paced regulatory environment
  • An ability to work independently and as part of a team
  • Excellent organizational and time management skills
  • Highly motivated, willing to work in both team and independent situations depending on workload
  • Advanced Excel skills (formulas such as v-lookups, pivots, if statement formulas for reconciliations and data analysis, ability to create simple macros would be preferable)
  • Experience in working on projects and creating playbook / procedure documents
  • Ability to create reporting and status metrics
  • Experience working with clients and management
  • Basic education: Minimum Bachelor's Degree

Preferred Skills :



  • Basic Microsoft Access skills a plus


SGA is a Certified Women's Business Enterprise (WBE) celebrating over thirty years of service to our national client base for both permanent placement and consulting opportunities. For consulting positions, we offer a variety of benefit options including but not limited to health & dental insurance, paid vacation, timely payment via direct deposit. SGA accepts transfers of H1 sponsorship for most contracting roles. We are unable to sponsor for Right-to-Hire, Fulltime, or Government roles. All parties authorized to work in the US are encouraged to apply for all roles. Only those authorized to work for government entities will be considered for government roles. Please inquire about our referral program if you would like to submit a candidate for any of our open or future job opportunities. SGA is an EEO employer. We encourage Veterans to apply. To view all of our available job postings and/or to learn more about SGA please visit us online at www.sgainc.com .


Company Information

Founded in 1981, Software Guidance & Assistance, Inc. is a privately-held, Certified Women’s Business Enterprise with over 30 years experience providing IT staffing to our diverse portfolio of clients across all industries with a strong presence in finance, insurance, utilities, and government vertificals.
Dice Id : sgainc
Position Id : 18-02738

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