•Jersey City, New Jersey, USA
Regulatory Reporting Specialist Location: Jersey City, NJ or New York, NY (hybrid) Full time Core Skills: looking for someone that knows the SEC 15c3-1 and SEC 15c3-3 regulations. This role will be responsible for filing the SEC reports, preparing the reports, key contact for the regulators for 15c3-1 / 15c3-3. Looking for someone with broker dealer experience. Need a Series 27 and/or 99 Responsibilities Prepare and file the monthly FOCUS report with various Regulators. Must be in a position to