Business Analyst with Primary Dealership and FR2004 Reporting is must - 100% Remote

Duration: 6-12 Months Contract

Location: NYC, NY (Remote)

Mandatory Skills: Business Analyst, Primary Dealership, and FR2004 Reporting.

Duties:

Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.

Documentation of all required meeting materials

Risk and issue identification, communication and resolution.

Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.

Objectives planning, defining scope and deliverables

Project plan development including activity planning, sequencing and resource management

Research regulatory impact of new business initiatives on margin policies.

Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our inter-affiliate transactions

Continue to improve automation for all aspects of regulatory requirements.

Further document and improve regulatory controls and procedures.

Participate in external audits and queries from regulators and auditors

Skills:

Delivery of large multi-functional projects.

Experience in the development of program documentation as noted above

Ability to present well and communicate clearly

Ability to multitask and work in a team environment

Excel, Word, PowerPoint skills a requirement

Five-plus years of margin operations experience related to Regulation T, FINRA Rule 4210

Prior experience in a highly automated environment and the ability to recommend a system or process improvements is a plus.

Experience dealing with primary dealers to report their trading activities and their cash and financing positions in Treasury and other securities

Best Regards,

Vishal

-Fax

Truth Lies in Heart