Project Manager- Extensive experience into Compliance

  • Newport Beach, CA
  • Posted 5 hours ago | Updated 5 hours ago

Overview

On Site
$73+
Contract - Independent
Contract - W2
No Travel Required

Skills

Compliance
investment management
equity
fixed income
bonds and derivatives

Job Details

About the Role
Are you a proactive, analytical professional passionate about driving meaningful change in compliance through a blend of technology, strategic process innovation, and organizational transformation? We are seeking a Compliance Transformation Manager to join our dynamic Compliance team. Reporting to a senior leader, you will lead critical technology initiatives while also championing process improvements that enhance and globalize our compliance program.
In this role, you will partner with diverse stakeholders across functions and geographies to shape and elevate the technology and process vision for the department. You will be instrumental in implementing new regulatory requirements, driving process standardization, and fostering a culture of continuous improvement and change readiness - all within a supportive leadership framework that values your strategic insights and hands-on expertise. This is a unique opportunity to be a catalyst for change, influencing both technology and operational practices on a global scale, while accelerating your professional growth. If you have a strategic mindset, a passion for innovation, and thrive in collaborative environments, this role is made for you.
Qualifications:

  • Bachelor s degree in Business, Finance, Information Technology, Data Science/Analytics, or related fields.
  • 10+ years of experience in Business System Analysis, Business Analysis, Project Management, or similar roles.
  • Proven compliance experience within a large, diverse investment management firm, including hands-on involvement in compliance program implementation.
  • Solid understanding of global equity and fixed income markets, including bonds, equities, and derivatives.
  • Familiarity with project management methodologies is a plus.

What You ll Do

  • Lead prioritization and execution of key initiatives with senior leadership.
  • Identify and drive process improvements and technology solutions.
  • Partner with compliance SMEs to ensure practical, aligned solutions.
  • Collaborate with tech teams and vendors on requirements, development, and testing.
  • Champion global process standardization and compliance transformation.
  • Communicate priorities and progress to foster alignment and transparency.
  • Drive change management, including training and adoption of new processes and tools.
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