Financial Security Quality Assurance Investigator

  • Montreal, QC
  • Posted 2 hours ago | Updated 2 hours ago

Overview

On Site
Depends on Experience
Accepts corp to corp applications
Contract - W2
Contract - 12 Month(s)

Skills

AML
Analytical Skill
Attention To Detail
Auditing
Collaboration
Conflict Resolution
Effective Communication
Finance
Financial Services

Job Details

We are looking for Financial Security Quality Assurance Investigator for our client in Montreal, QC
Job Title: Financial Security Quality Assurance Investigator
Job Location: Montreal, QC
Job Type: Contract
Job Description:
  • The Financial Security Quality Assurance Investigator is responsible for conducting quality assurance reviews across financial security programs to ensure compliance with legal, regulatory, and internal policy requirements.
  • The role focuses on identifying, reporting, and helping prevent financial crime risks through detailed reviews, reporting, and collaboration with compliance and management teams.
Responsibilities:
  • Assess metrics to identify and select samples for quality assurance reviews.
  • Conduct monthly targeted quality assurance reviews related to financial security and sanctions compliance.
  • Identify, escalate, and document potential issues and exceptions for further review and investigation.
  • Prepare and distribute monthly quality assurance reports outlining findings and recommendations.
  • Track findings and recommendations and follow up on open issues to ensure timely resolution.
  • Support the development and enhancement of regional compliance quality assurance review programs.
  • Assist with special investigations and compliance-related projects as required.
  • Support regulatory examinations and internal audit activities.
  • Provide cross-coverage across regional quality assurance programs to support workload fluctuations.
Requirement/Must Have:
  • Strong knowledge of financial security regulations including AML, KYC, and sanctions.
  • Excellent written, verbal, and presentation skills.
  • Strong analytical, investigative, and problem-solving abilities.
  • High attention to detail and strong organizational skills.
  • Ability to manage multiple reviews and projects simultaneously while meeting deadlines.
  • Strong interpersonal skills with the ability to interact effectively with senior management and internal teams.
  • Proficiency in Microsoft Office applications, including Excel and SharePoint.
Experience:
  • Minimum experience working in financial security, compliance, audit, or testing functions within financial services.
  • Experience applying regulatory requirements across various business activities and operational structures.
Should Have:
  • Knowledge of international sanctions programs and financial crime regulations.
  • Experience supporting regulatory examinations or audits.
Skills:
  • Strong analytical and investigative skills.
  • Ability to identify, analyze, and escalate regulatory risks and emerging issues.
  • Effective communication and collaboration skills.
Qualification And Education:
  • Bachelor s degree.
  • Financial crime or compliance-related certifications preferred.
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