Director Back Office Operations

Overview

On Site
Hybrid
$560 - $800 day
Full Time
Contract - Independent
Contract - W2

Skills

Back Office
Treasury
Securities
Management
Regulatory Reporting
Regulatory Compliance
Records Management
Reporting
.NET
Authorization
Artificial Intelligence
Privacy

Job Details

Title: Director Back Office Operations

Location: Metropark, NJ (Hybrid)
Employment Type: Contract

Compensation
Pay Range:$560-$800/Day

Description
Manage the daily operations and provide support to senior management in back office operations.
Oversee activities related to securities, including clearing and settlement processes.
Handle operational aspects of a US repo matched book.
Ensure compliance with regulatory requirements.
Work closely with treasury and repo desks on daily funding activities.

Key Responsibilities
Manage trade processing and matching.
Oversee settlements and corporate actions.
Handle securities borrowing and lending activities.
Manage claims processing.
Interface with regulatory reporting functions.

Qualifications
Experience with compliance and FINRA requirements for broker dealer operations.
Proficiency in stock record management.
Experience with regulatory exams and reporting.
Basic knowledge of customer reserve and net capital charges.
Series 27 Registration is a plus.

Core Technologies
Generic Technology Name | Generic Technology Name

Contact Authorization
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Benefits
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EEO Statement
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