Marketing & Distribution Compliance Specialist

Overview

On Site
USD 70.00 - 80.00 per hour
Contract - W2

Skills

Investment Management
Sales
Management
SEC
Legal
Regulatory Compliance
Fundraising
FOCUS
Policies and Procedures
Asset Management
Marketing
Distribution
Analytical Skill
Communication
Attention To Detail
Multitasking
Project Management
MEAN Stack
Customer Service
Training And Development
SAP BASIS

Job Details

Software Guidance & Assistance, Inc., (SGA), is searching for a Marketing & Distribution Compliance Specialist for a contract assignment with one of our premier Investment management clients in New York, NY

This individual will be part of a larger global team and will work on projects and initiatives, advise on sales and marketing materials and manage internal stakeholder relationships and deliver on a challenging project pipeline..

Responsibilities:
  • Serve as a subject matter expert with respect to guidance under the Advisers Act including the SEC Marketing Rule and other rules and regulations related to marketing and investor communications
  • Analyze rules and regulations, including regulatory developments, to assess the commercial impact on the businesses covered
  • Review and advise on marketing materials for BlackRock's PMG teams helping to assess regulatory and business risk
  • Partner with Legal & Compliance colleagues, and business partners on the launch and development of new PMG products and strategies
  • Develop educational materials and deliver trainings for business partners with respect to marketing and fundraising regulations with a focus on PMG funds and strategies
  • Participate on working groups with internal stakeholders to support PMG initiatives
  • Work closely with global colleagues to help develop and ensure consistency of policies and procedures


Required Skills:
  • 6-8 years of experience in Marketing Distribution
  • Strong knowledge of asset management business
  • Knowledge of Marketing and Distribution regulations
  • Strong analytical skills
  • Strong written and oral communication skills
  • High standard of accuracy and excellent attention to detail
  • Ability to prioritize workloads, multi-task and adhere to deadlines
  • Excellent organizational and project management skills
  • Collaborative team player, ability to work on team projects
  • Bachelor's degree required


SGA is a technology and resource solutions provider driven to stand out. We are a women-owned business. Our mission: to solve big IT problems with a more personal, boutique approach. Each year, we match consultants like you to more than 1,000 engagements. When we say let's work better together, we mean it. You'll join a diverse team built on these core values: customer service, employee development, and quality and integrity in everything we do. Be yourself, love what you do and find your passion at work. Please find us at .

SGA is an Equal Opportunity Employer and does not discriminate on the basis of Race, Color, Sex, Sexual Orientation, Gender Identity, Religion, National Origin, Disability, Veteran Status, Age, Marital Status, Pregnancy, Genetic Information, or Other Legally Protected Status. We are committed to providing access, equal opportunity, and reasonable accommodation for individuals with disabilities in employment, and our services, programs, and activities. Please visit our company to request an accommodation or assistance regarding our policy.

Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.

About Software Guidance & Assistance