Compliance Implementation & Documentation Specialist at Major Japanese Bank

Overview

Hybrid
$62+
Contract - W2
Contract - 3 Month(s)

Skills

Asset Management
Documentation
ADV
MNPI
COI

Job Details

Duration: From January to March, 2026 (Possibility of extension)

 

Summary: A resource with asset-management regulatory experience who can support the operationalization of policies, procedures, process flow, and advisory documentation (e.g. Form ADV, allocation, valuation, MNPI, COI, Marketing etc.).

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