Overview
Hybrid
Depends on Experience
Contract - Independent
No Travel Required
Skills
sec
broker dealer
Regulatory
Reporting
Job Details
Title:
Jersey City, NJ
Onsite Interview
Core Skills: looking for someone that knows the SEC 15c3-1 and SEC 15c3-3 regulations. This role will be responsible for filing the SEC reports, preparing the reports, Looking for someone with broker dealer experience.
- 15c3-1 Net Capital Assist in the daily and monthly preparation, analysis, review.
- 15c3-3 Customer and PAB protection formulas Assist in the compilation of Customer & PAB reserve computation. Present and communicate the results to Regulatory management and the CFO.
Sameeksha Singh | Delivery Lead
HIREX INC.
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