Overview
On Site
70.28/hr - 79.19/hr
Full Time
Skills
Financial Services
Finance
Risk Management
Business Operations
Training
Military
Auditing
Evaluation
Testing
Microsoft Excel
Microsoft Outlook
PPT
Middle Office
Quality Assurance
Licensing
Trading
Regulatory Compliance
Supervision
Leadership
KPI
Job Details
Outstanding long-term contract opportunity! A well-known Financial Services Company is looking for a Risk and Controls Analyst/WSP in New York, NY (Hybrid).
Work with the brightest minds at one of the largest financial institutions in the world. This is long-term contract opportunity that includes a competitive benefit package! Our client has been around for over 150 years and is continuously innovating in today's digital age. If you want to work for a company that is not only a household name, but also truly cares about satisfying customers' financial needs and helping people succeed financially, apply today.
Contract Duration: 6+ Months
Required Skills & Experience
What You Will Be Doing
Work with the brightest minds at one of the largest financial institutions in the world. This is long-term contract opportunity that includes a competitive benefit package! Our client has been around for over 150 years and is continuously innovating in today's digital age. If you want to work for a company that is not only a household name, but also truly cares about satisfying customers' financial needs and helping people succeed financially, apply today.
Contract Duration: 6+ Months
Required Skills & Experience
- 5+ years of risk management, business controls, quality assurance, business operations, compliance, or process experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- Experience with WSP's (written supervisory procedures)
- Ability to audit controls and processes (analyzing gaps in effectiveness)
- Risk/control evaluation
- Q&A process testing
- Understanding of trade regulations
- MS platforms (Excel, Outlook, Word, PPT)
- Middle office experience
- Understanding of the business and trading products
What You Will Be Doing
- Support our CIB Supervisory Framework
- Design and implement trade monitoring controls
- Perform QA of processes defined in Written Supervisory Procedures (WSPs)
- Identify opportunities to harmonize supervisor processes
- Define requirements to enhance evidencing of supervisory process
- Perform analysis of required data components for control activities to automate where feasible
- Execute control activities in BAU and partner with business counterparts to escalated identified exceptions
- Communicate and train employees for new and/or enhanced related controls
- Maintain supervision standards, procedures, standards
- Lead or assist with development and BAU execution of Unauthorized Trading related controls including but not limited to trader mandate monitoring, licensing and registration of employees, and anomalous trading activity
- Partner with 2LoD Compliance to execute Market Conduct & Supervision related policies, procedures and associated governance routines
- Generate ad-hoc reports and materials for senior leadership to communicate control outcomes and other key metrics, KRIs and KPIs
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