AML Audit Associate

Title: AML Audit Associate
Location: Remote
Length: 12 Months

AML audit professionals to join our AML audit group working with a large, global bank.
As a senior associate / manager, you will focus on validating consent order and issue remediation efforts to ensure compliance with regulatory requirements and internal standards. In this role, you are responsible for reviewing relevant documentation, performing testing to assess the effectiveness of implemented controls, and working with 3rd line management to ensure corrective actions are aligned with regulatory expectations

Key Responsibilities:

Assess the design and operating effectiveness of AML controls, including but not limited to transaction monitoring, customer due diligence (CDD), and sanctions screening
Conduct comprehensive audits of consent order remediation and issue validation activities related to AML, ensuring compliance with regulatory expectations and bank policies
Generate audit documentation that is sound and strong, outlining findings, root causes, and recommendations to enhance the effectiveness of AML compliance programs. The end document needs to be reviewed by Bank s own auditors and be considered documents of high quality by regulators

Qualifications:

5 or more years in auditing AML transaction processes that range from consumer, wholesale / commercial, and wealth management transactions at global banks
CAMS certified by ACAMS ( or other AML certification
Great communication and writing skills particularly with respect to audit documents that conform to the bank s standards on audit documentation
Will need to be a deep SME in AML processes
Consent order/Issue Validation experience preferred