Overview
Hybrid
$50 - $60
Contract - W2
Contract - 12 Month(s)
Skills
Compliance
Risk
Swaps
options
derivatives
regulatory
regulatory compliance
compliance officer
Job Details
- Bachelor s Degree
- 8+ years prior compliance advisory experience, including interaction with US regulators.
- Experience in managing a small team of compliance officers
- In-depth knowledge of the U.S. regulatory system in general and specifically knowledge of CFTC and NFA rules and regulations applicable to swap dealers.
- Knowledge of Capital Markets swap products and offerings, policies and procedures and business culture to reconcile regulatory needs with specific product and deliver channel needs.
- Judgement in handling complex and highly confidential matters with unquestionable character, integrity and professionalism.
- Capability to drive consensus and, where appropriate, to take a firm position even in the absence of broad-based support.
- Analytical knowledge of complex products, issues and people and the mix of those, and the operational, financial, systemic and risk management processes around such products and offerings.
- A mastery of applicable CFTC and NFA rules and regulations; exceptional reasoning and analysis skills; attention to detail; strong oral and written skills, resourcefulness, among other abilities.
- Working knowledge of all Capital Markets products, including Foreign Exchange, Interest Rate Derivatives, and Fixed Income Securities.
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