BSA/AML Regulatory

Overview

Hybrid
$60 - $70
Accepts corp to corp applications
Contract - W2
Contract - Independent
Contract - 12 Month(s)
No Travel Required

Skills

AML
Audit
Regulatory

Job Details

BSA/AML Regulatory Issue Verification Contingent Support

Seeking a VP level auditor with experience performing audit closure verification testing and BSA/AML subject matter expertise. This includes activity monitoring and reporting, and customer due diligence (onboarding, customer risk ranking, enhanced due diligence (EDD)).

Scope and Deliverables:

  • Oversee completion of closure verification testing of junior auditors performing design and operational effectiveness testing
  • Perform design and operational effectiveness testing of Fed/OCC issue remediation actions
  • Interact with management action owners
  • Assess documentation of action plan completion
  • Select and test operational instances of new and enhanced controls supporting action plan completion

Skillsets Required:

  • Advanced understanding of audit issue verification techniques
  • Experience with US regulatory expectations
  • Advanced understanding of suspicious activity monitoring controls (i.e. automated monitoring and case management system; financial crimes investigations; SAR reporting; policies and procedures; program governance)
  • Advanced understanding of customer due diligence (i.e. customer onboarding workflows; customer risk assessments; CIP)

    Regards,
    Rahul Negi
    Sr.Recruiter
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