Wealth Advisor

Our client, an Independent Fee-Only RIA seeks a Lead Advisor to join the Houston team in servicing an existing book of clientele (200M+ AUM). This is an opportunity to play a key role in the succession plan for the Lead Wealth Advisor as well as new strategic initiatives focused on growing the local market.

Currently, the office is comprised of the current Lead Advisor who is nearing retirement, and 1 Client Services Associate. For the right person, the Houston office represents a tremendous opportunity to grow both organically as well as via acquisition and to grow into a Lead Advisor role managing a larger team and book of business. 

The Firm offers in-house investment management as well as comprehensive financial, estate, tax, and retirement planning for high-net-worth clientele with a solid track record of building outperforming portfolios from individual securities and fixed-income positions. The Firm also has a meaningful offering for institutions.

Required Qualifications

1. 5-10+ years of wealth management experience with a strong financial planning or investment management background
2. Excellent interpersonal skills with the ability to inspire trust and confidence in high-net-worth clientele through active listening and quality questions
3. Local to Houston
4. Clean U4
5. Compensation expectations are flexible based on expected contribution
6. CFP, CFA or top-tier MBA are a plus