Overview
Hybrid
$100,000 - $115,000
Full Time
Skills
audit
financial
risk
business
operational
SEC
FINRA
CFTC
Job Details
Senior Auditor Business/Risk
Salary: $100k-$115k + 15% bonus
Location: Chicago, IL or Coppell, TX
Hybrid: 3 days onsite, 2 days remote
*We are unable to provide sponsorship for this role*
Qualifications
- Bachelor s degree in accounting, finance or related
- 5+ years of experience in risk-based operational and compliance audits and projects, business process reviews and internal audits
- Microsoft Office applications
Bonus points
- Consulting and/or accounting firm experience.
- Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
- Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA)
Responsibilities
- Support the team on delivery of assigned audits within the annual audit plan.
- Support the team confirming professional auditee experience.
- Owning the audit quality, accuracy of results, and delivery in a timely manner.
- Proactively identify regulatory, operational, and/or strategic risks to the organization and bring them to your engagement team.
- Maintaining an understanding of policies, procedures, standards, and supporting technologies, and educating staff accordingly, to effectively identify potential risks and alternatives to mitigate risk exposure leveraging leading practices.
Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.