Overview
Skills
Job Details
Title: Senior Corporate Actions Analyst
Location: New York City, NY – Onsite role
Duration: Long term
Type: Contract W2
Job Description:
We are seeking an experienced Senior Corporate Actions Analyst with 7–10 years of hands-on experience in both mandatory and voluntary corporate action workflows and processes. The ideal candidate will possess advanced expertise in all facets of corporate actions, including complex event handling and security movements outside of ATOP (e.g., DWAC). Experience collaborating directly with Issuers, Information Agents, Transfer Agents, and Legal Teams is essential, with strong knowledge of regulatory and Know Your Customer (KYC) requirements.
Key Responsibilities:
- Participate in the end-to-end processing of mandatory and voluntary corporate actions, ensuring accuracy and compliance with market standards and internal controls.
- Oversee complex security movements, particularly those outside ATOP (such as DWAC), including documentation, reconciliation, and settlement processes.
- Serve as a primary point of contact for Issuers, Information Agents, Transfer Agents, and Legal Teams, facilitating timely and accurate information exchange.
- Review, interpret, and execute event terms for mergers, tender offers, exchanges, rights offerings, and other corporate actions.
- Ensure all KYC information is collected, validated, and maintained in accordance with regulatory and internal requirements for event participation and security movements.
- Monitor market announcements and proactively coordinate event processing, including exception handling and risk mitigation.
- Develop and maintain procedures and documentation for complex corporate action events, security movements, and compliance requirements.
- Liaise with internal stakeholders (Operations, Risk, Compliance, Legal, and Technology) to resolve issues and enhance process efficiency.
Required Qualifications:
- Bachelor’s degree (or equivalent) in Finance, Business Administration, or related discipline
- 7–10 years of direct corporate actions experience, with deep expertise in both mandatory and voluntary event workflows.
- Advanced working knowledge of DWAC and other security movement processes outside ATOP.
- Proven experience liaising with Issuers, Information Agents, Transfer Agents, and Legal Teams regarding event processing and KYC information.
- Strong understanding of regulatory requirements (including KYC/AML) and industry best practices.
- Excellent analytical, problem-solving, and communication skills.
- Ability to manage multiple priorities in a fast-paced, deadline-driven environment.
- Proficiency with corporate actions platforms, settlement systems, and market data sources.
Preferred Skills:
- Experience with process redesign, automation, or workflow optimization.
- Familiarity with regulatory filings and documentation standards.
- Strong project management and stakeholder engagement abilities.
About Next Gen Software Solutions LLC:
Next Gen Software Solutions is a trusted provider of IT Staffing and consulting services dedicated to empowering businesses with cutting-edge technology solutions and exceptional talent. We specialize in delivering tailored IT consulting services, innovative software solutions, and connecting businesses with highly skilled IT professionals. Founded and led by a dedicated U.S. Army solider, Next Gen Software Solutions is deeply rooted in the core values of integrity, discipline, commitment, and experience-principles that guide every aspect of our operations.
Equal Employment Opportunity Statement:
Next Gen Software Solutions LLC is an Equal Opportunity Employer. We are committed to fostering an inclusive and diverse workplace where all employees and applicants are treated respect and dignity. We do not discriminate based on race, colour, religion, sex (including pregnancy, sexual orientation, or gender identity), national origin, age, genetic information, veteran status, or any other legally protected characteristic under applicable federal, state, or local laws.
About Next Gen Software Solutions LLC: