Overview
Hybrid
$1,000,000 - $115,000
Full Time
Skills
audit
financial
risk
business
operational
cpa
cia
crma
cfsa
sec
cftc
finra
Job Details
Senior Auditor Business/Risk
Salary: $100k-$115k + 15% bonus
Location: Chicago, IL or Coppell, TX
Hybrid: 3 days onsite, 2 days remote
*We are unable to provide sponsorship for this role*
Qualifications
- Bachelor s degree in accounting, finance or related
- 5+ years of experience in risk-based operational and compliance audits and projects, business process reviews and internal audits
- Microsoft Office applications
Bonus points
- Consulting and/or accounting firm experience.
- Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
- Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA)
Responsibilities
- Support the team on delivery of assigned audits within the annual audit plan.
- Support the team confirming professional auditee experience.
- Owning the audit quality, accuracy of results, and delivery in a timely manner.
- Proactively identify regulatory, operational, and/or strategic risks to the organization and bring them to your engagement team.
- Maintaining an understanding of policies, procedures, standards, and supporting technologies, and educating staff accordingly, to effectively identify potential risks and alternatives to mitigate risk exposure leveraging leading practices.
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