Director of Compliance FTE

Overview

Hybrid
Depends on Experience
Full Time

Skills

JD
AML
OFAC
Regulatory Compliance
Leadership
Management
Mentorship
Training
Conflict Resolution
Finance
Legal

Job Details

Director of Compliance

Hybrid Schedule 2x per week remote (New Hampshire)

JD or CTFA and Trust Administration experience required

KEY RESPONSIBILITIES:

  • Lead all compliance programs (BSA, AML, OFAC, Patriot Act, Customer Identification
  • Develop and update policies, procedures, and risk assessments
  • Monitor transactions, investigate suspicious activity, and file SARs as required
  • Provide legal and compliance guidance to leadership and committees
  • Mentor and oversee trust administrators; ensure accounts meet fiduciary and regulatory standards
  • Oversee annual account and investment reviews
  • Prepare compliance reports for senior management and regulators
  • Design and deliver compliance training programs
  • Act as liaison to internal committees, including preparing agendas and minutes
  • Serve as signing authority for discretionary payments and approvals

QUALIFICATIONS

What you will need to be successful in this role:

  • 10+ years in trust administration and financial regulatory compliance (with leadership/managerial experience)
  • Strong knowledge of BSA, AML, OFAC, and related laws/regulations
  • Proven ability to mentor teams and manage compliance programs
  • Excellent analytical, communication, and problem-solving skills
  • Ability to commute to Boston office as needed (estimated 1-2x quarterly)
  • Requirements: JD or CTFA and Trust Administration experience
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