Overview
USD 27.01 - 45.01 per hour
Full Time
Skills
Process Modeling
Supervision
Process Analysis
Risk Management
Process Control
Code Review
Database
Customer Experience
Process Mapping
Workflow
Root Cause Analysis
Acceptance Testing
Collaboration
Quality Assurance
Change Management
Continuous Improvement
Business Administration
Process Management
Process Optimization
Business Management
Varicent
Alteryx
SQL
Python
Programming Languages
Tableau
Microsoft Power BI
Data Visualization
Analytical Skill
Process Flow
Documentation
Communication
Lean Six Sigma
Process Improvement
Lean Methodology
Agile
Six Sigma
Auditing
Sarbanes-Oxley
SAS 70
RIA
Business Model
Management
Customer Relationship Management (CRM)
Brokerage
Leadership
FOCUS
Insurance
Finance
Credit Cards
Human Resources
Job Details
This position plays a key role in supporting the transformation of the Advisor Compensation practices at LPL through process design, technology builds, and change management activities. The level of support across these areas will vary based on business need and the analyst must be self-motivated and have the ability to work effectively with minimal supervision. This role will require the individual to possess strong organization and analytical skills to contribute to project initiatives for Client Compensation, support process analysis/redesign efforts, and other high impact activities. The analyst must be able to effectively communicate with others and balance workload in a dynamic environment to ensure tasks are completed accurately and timely.
Responsibilities:
What are we looking for?
We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness , act with integrity , and are driven to help our clients succeed . We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.
Requirements:
Core Competencies:
Preferences:
#LI-PA
Pay Range:
$27.01-$45.01/hour
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!
Company Overview:
LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional.
At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.
Join LPL Financial: Where Your Potential Meets Opportunity
At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation's leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.
Why LPL?
Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.
Information on Interviews:
LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant's bank or credit card. Should you have any questions regarding the application process, please contact LPL's Human Resources Solutions Center at .
EAC1.22.25
Responsibilities:
- Act as subject matter expert, especially in the areas of business requirements
- Participate in discussions with business and technical process owners, challenge the status quo, and offer alternative viewpoints to build the best solution
- Process reimagining and design
- Business requirement grooming
- Coordinate with Risk Management to review process controls
- Post release support for frontline Operation and Service teams
- Perform basic SQL Code review and analysis
- Query databases, create data driven insights, and develop them into actionable initiatives to improve the Client Experience and Employee Experience
- Create process mapping workflows
- Partner with multiple teams to triage and troubleshoot defects by performing root cause analysis and propose solutions
- Support User Acceptance Testing efforts in coordination with our Technology QA Team and in support of control objectives
- Partner in the development and execution of change management activities for frontline business teams
- Maintain an understanding of the active working pipeline and obtain priorities of the change requests for given work stream backlog
What are we looking for?
We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness , act with integrity , and are driven to help our clients succeed . We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.
Requirements:
- A bachelor's degree in business administration, process management, or operations
- 3+ years' experience in process optimization, operations, or business management
Core Competencies:
- Experience with one of Varicent, Alteryx, SQL, Python, or similar programming languages
- Experience with Tableau, Power BI, or similar data visualization tools
- A sharp eye for identifying weak points in processes
- Intellectually curious, with an analytical mindset
- Strong process flow documentation skills (i.e. Lucid or similar tool)
- Expert communication skills, both written and oral
- Experience querying large data sets for actionable insights
Preferences:
- FINRA licenses and Lean Six Sigma certification strongly preferred
- Working knowledge in process improvement methodology (Lean, Agile, Six Sigma)
- Experience with regulatory controls and audits (SOX, SSAE16, etc)
#LI-PA
Pay Range:
$27.01-$45.01/hour
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!
Company Overview:
LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional.
At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.
Join LPL Financial: Where Your Potential Meets Opportunity
At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation's leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.
Why LPL?
- Innovative Environment: We foster creativity and growth, providing a supportive and responsive leadership team. Learn more about our leadership team here!
- Limitless Career Potential: Your career at LPL has no limits, only amazing potential. Learn more about our careers here!
- Unified Mission: We are one team on one mission-taking care of our advisors so they can take care of their clients. Learn more about our mission and values here!
- Impactful Work: Our size is just right for you to make a real impact. Learn more here!
- Commitment to Equality: We support workplace equality and embrace diverse perspectives and backgrounds. Learn more here!
- Community Focus: We care for our communities and encourage our employees to do the same. Learn more here!
- Benefits and Total Rewards: Our Total Rewards package goes beyond just compensation and insurance. It includes a mix of traditional and unique benefits, perks, and resources designed to enhance your life both at work and at home. Learn more here!
Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.
Information on Interviews:
LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant's bank or credit card. Should you have any questions regarding the application process, please contact LPL's Human Resources Solutions Center at .
EAC1.22.25
Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.