Audit/Compliance Analyst

Description:

• Demonstrates working knowledge of AML regulatory compliance, regulatory matters, and business applications.
• Provides input towards consultation, interpretation, administration, and implementation of contractual, regulatory, and reliability documents. Provides input for responses to legal and regulatory inquiries.
• Works directly with customers, external contractors, and vendors to ensure project goals are met and/or issues are escalated, classified and documented properly.
• Leading and conducting compliance investigations and cause analyses to ensure that controls and processes are operating effectively and efficiently.
• Providing assistance in the development of internal controls, processes and procedures in accordance with regulatory principles.
• Providing guidance and interpretations for applicable regulatory standards.
• Identifying compliance gaps by conducing internal spot checks and self-assessments.
• Examining compliance evidence for accuracy and completeness.
• Plans and coordinates the operational activities of the organization to comply with governmental regulations and ordinances.
• Documents compliance controls to establish the organizations baseline of compliance.

Duration:

• No current possibility for FTE

Location:

• Fully remote position in the US

Must Have Requirements:

• 3-5 years of experience
• AML / BSA Compliance Testing
• Audit experience
• Independence and initiative

Nice-to-Haves:

• Data Analytics experience a plus

Interview Process:

• 1-2 interviews to hire