Senior Settlement System Support Specialist., VP

Overview

Remote
On Site
USD 134,000.00 - 180,000.00 per year
Full Time

Skills

Innovation
Technology Integration
Technical Support
Workflow
Issue Resolution
Data Quality
Data Flow
Master Data Management
Reference Data
Process Improvement
Operational Efficiency
Interfaces
Knowledge Sharing
Emerging Technologies
Equities
Fixed Income
MBS
Derivatives
Collaboration
Research
Attention To Detail
Cash Management
IBM Cognos Analytics
DTCC
IHS
IBM HTTP Server
SQL
Data Extraction
Reporting
Microsoft Excel
Scripting
Root Cause Analysis
Regulatory Compliance
Analytical Skill
Conflict Resolution
Problem Solving
Communication
Technical Training
Back Office
Financial Technology
Bridging
Vendor Management
Disaster Recovery
Testing
Data Integrity
Process Optimization
Technical Writing
Information Systems
Computer Science
Training
Recruiting
LOS
Securities
Commodities
Microsoft Exchange
Screening
Finance
Management
SAP BASIS
Military
Law

Job Details

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.

Title: Settlement Technology Integration Specialist

Summary

We are seeking a senior settlement system support specialist to serve as the technical bridge between operations and the technology that powers our broker-dealer settlement engine. This role requires deep expertise in trade flows, securities processing, cash management, and settlement across platforms such as Broadridge BPS, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO, GLOSS, Loanet, and EquiLend. The ideal candidate will lead technical issue resolution, support vendor upgrades and disaster recovery testing, and drive automation and integration initiatives. You will collaborate with IT, vendors, and business stakeholders to optimize workflows, maintain data integrity, and ensure regulatory compliance. Strong analytical, troubleshooting, and communication skills are essential, along with the ability to translate complex technical concepts into actionable guidance for operations staff. This specialist will ensure settlement processes run efficiently, reliably, and in alignment with evolving industry standards.

Responsibilities

Bridge Technology and Operations

Serve as the primary interface between settlement operations and technology teams, translating operational requirements into technical solutions and ensuring seamless communication.

Analyze, document, and optimize end-to-end trade and settlement workflows, identifying opportunities for automation and system enhancements.

Technical Issue Resolution

Diagnose and resolve complex technical and data quality issues across settlement platforms (Broadridge BPS, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO, GLOSS, Loanet, EquiLend), collaborating with IT and vendors as needed.

Lead root cause analysis for system outages, data discrepancies, and integration failures, driving permanent remediation.

Vendor Management & Upgrades

Coordinate and support vendor system upgrades, patches, and configuration changes, including planning, testing, and post-implementation validation.

Participate in and support vendor-led disaster recovery (DR) testing, including weekend and off-hours activities as required.

Integration & Data Flow Support

Oversee technical integration points between internal systems and external vendors, ensuring data consistency, integrity, and timely settlement processing.

Partner with master data and reference data teams to maintain accurate instrument and counterparty information.

Automation & Process Improvement

Work with IT to design, test, and implement automation solutions that reduce manual intervention and improve operational efficiency.

Develop and maintain technical documentation for settlement processes, system interfaces, and troubleshooting guides.

Compliance & Regulatory Support

Ensure settlement systems and processes adhere to regulatory requirements by collaborating with compliance and technology teams on system controls and reporting.

Training & Knowledge Sharing

Provide technical training and guidance to operations staff on new system features, upgrades, and best practices.

Stay current on industry trends, emerging technologies, and regulatory changes impacting settlement technology.

Requirements

Bachelor's degree in Finance, Information Systems, Computer Science, Engineering, or a related field.

8+ years of progressive experience in broker-dealer back office, financial technology, or equivalent financial operations roles.

Deep knowledge of broker-dealer products (equities, fixed income, ABS, MBS, derivatives, repos, etc.) and core settlement systems (Broadridge BPS, ICI, Postedge, DTCC MUSA, IHS Markit WSO, GLOSS, Loanet, EquiLend, FICC).

Demonstrated experience bridging technology and operations, including translating business requirements into technical solutions and supporting system integrations.

Proven expertise in vendor management, system upgrades, and disaster recovery (DR) testing, including coordination with internal and external stakeholders.

Strong proficiency in SQL for data extraction, analysis, and reporting; advanced Excel skills; familiarity with automation tools and scripting is a plus.

Experience with technical troubleshooting, root cause analysis, and process optimization in settlement environments.

Excellent analytical, research, and problem-solving abilities with meticulous attention to detail.

Outstanding communication skills and the ability to provide technical training and guidance to non-technical stakeholders.

Up-to-date knowledge of regulatory requirements and industry trends impacting settlement technology.

FUNCTIONAL SKILLS

Deep expertise in trade flows, securities processing, cash management, and settlement

Proficiency in settlement platforms: Broadridge BPS, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO, GLOSS, Loanet, EquiLend

Strong SQL skills for data extraction, analysis, and reporting

Advanced Excel proficiency

Familiarity with automation tools and scripting

Technical troubleshooting and root cause analysis

Vendor management, system upgrades, and disaster recovery testing

Regulatory compliance and industry standards knowledge

Excellent analytical, problem-solving, and communication skills

Ability to provide technical training to non-technical staff

WORK EXPERIENCE

8+ years of progressive experience in broker-dealer back office, financial technology, or equivalent financial operations roles

Demonstrated experience bridging technology and operations, translating business requirements into technical solutions

Proven expertise in vendor management, system upgrades, and disaster recovery testing

Hands-on experience with settlement systems and processes, including data integrity and integration support

Background in process optimization, automation, and technical documentation

EDUCATION

Bachelor's degree in Finance, Information Systems, Computer Science, Engineering, or a related field

The typical base pay range for this role is between $134K - $180K depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.

MUFG Benefits Summary

We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance, (ii) the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, (iii) the Los Angeles County Fair Chance Ordinance, and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any.

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.
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