Business Analyst (Broker-Dealer exp.) - W2 Only

  • New York, NY
  • Posted 13 days ago | Updated 2 hours ago

Overview

On Site
Full Time
Part Time
Accepts corp to corp applications
Contract - Independent
Contract - W2

Skills

Business intelligence
Information gathering
Process improvement
Problem solving
Stakeholder management
Data Analysis
Project management
Reporting
IMPACT
Bloomberg
Onboarding
Collaboration
Documentation
Training
Communication
Regulatory Compliance
Management
Operations
Finance
Analytical skill
Data
Microsoft Excel
SQL

Job Details

Role: Business Analyst (Experience with Broker-Dealer )

Location: New York, NY (Role is Hybrid, on site 3 days a week)

Employment Type: W2 Only



Key Responsibilities:

Maintain in-depth knowledge of the regulatory requirements such as TRACE, FR2004 reporting.

Assess the broker-dealer's current capabilities, systems(Broadridge Impact/Bloomberg) and processes to identify any gaps that need to be addressed to meet the necessary onboarding requirements.

Develop a comprehensive onboarding plan and timeline for the broker-dealer to onboard new market participants, including the necessary steps and milestones.

Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, and ongoing obligations for the market participants.

Facilitate the information gathering and documentation submission required by the regulatory bodies for the broker-dealer's onboarding process.

Provide training and support to the broker-dealer's teams on the reporting requirements, communication protocols, and other program-related processes.

Continuously monitor the broker-dealer's performance and compliance during the onboarding process, and work with the management team to address any issues or concerns.

Identify areas for process improvement in the market participant onboarding and support, and work with stakeholders to implement system and procedural enhancements.


Serve as the subject matter expert on market participant onboarding, providing guidance and training to other team members as needed.


Skills: -


5+ years of experience in a similar business analyst or market operations role, preferably within a broker-dealer or financial institution

- Thorough understanding of financial markets, regulatory requirements, and onboarding processes

- Demonstrated experience in onboarding and supporting new market participants

- Strong analytical and problem-solving skills, with the ability to interpret complex data and identify meaningful insights

- Excellent communication and stakeholder management skills, with the ability to translate technical information for non-technical audiences

- Proficiency in data analysis tools, such as Excel, SQL, and business intelligence software

- Experience in process improvement and project management



Education: Bachelor's degree in finance, economics, or a related field