Role: Sr. Business Execution with CAT Reporting | Hybrid | New York, NY

Job Title: Sr. Business Execution with CAT Reporting

Location: New York, NY 10001 (Hybrid)

Duration: 13+ Months with possible extension/conversion

Job Overview:

Project supporting Capital Markets Operations. This role is focused on resolving exception control issues related to Consolidated Audit Trail (CAT) Reporting within a large financial institution. The ideal candidate will have strong knowledge of capital markets operations, CAT reporting, and order/execution platforms such as Fidessa.

Candidates need to have:

• 7+ years of experience in Business Execution, Implementation, or Strategic Planning, preferably within financial services.
• Experience working on CAT (Consolidated Audit Trail) Reporting within a business, operations, or technology function.
• Strong understanding of Capital Markets operations, including order and trade lifecycle.
• Experience working with order management and execution platforms, such as Fidessa.
• Proficiency in tools such as MS PowerPoint, JIRA, and Confluence.

Preferred:

• Experience at a large financial institution or investment bank.
• Familiarity with regulatory reporting frameworks and risk controls within capital markets.
• Experience in control remediation projects or audit response efforts.
• Exposure to Agile methodologies and cross-functional collaboration in hybrid work environments

Job Responsibilities:

• Collaborate with Capital Markets Operations teams to identify and resolve reporting exceptions related to CAT (Consolidated Audit Trail).
• Investigate and confirm the validity of errors by conducting detailed research and documentation.
• Drive remediation efforts by determining root causes, implementing solutions, and tracking outcomes.
• Analyze automated processes to uncover associated risks and suggest mitigation strategies.
• Create and deliver reports and presentations to stakeholders highlighting issues, resolutions, and process improvements.
• Document procedures, controls, and remediation activities in tools such as JIRA and Confluence.
• Partner with stakeholders across Business Execution, Compliance, and Technology to ensure alignment and timely delivery of remediation objectives.