Overview
Remote
On Site
Full Time
Skills
series 27
broker-dealer
regulatory
Job Details
Senior Regulatory Reporting Specialist
Societe Generale
New York, NY - Hybrid (3 days onsite, 2 days remote)
Job Description:
Societe Generale is seeking a Senior Regulatory Reporting Specialist to support its Broker Dealer Regulatory Reporting function. The ideal candidate will have a deep understanding of SEA rules 15c3-1 and 15c3-3, with hands-on experience in U.S. broker-dealer operations.
Key Responsibilities:
- Prepare weekly 15c3-3 Customer and PAB Reserve Computations
- Prepare 15c3-1 Net Capital Calculations
Required Qualifications:
- Active Series 27 license
- Strong knowledge of SEA Rules 15c3-1 and 15c3-3
- Broker-dealer regulatory reporting experience
- Familiarity with broker-dealer accounting and operations
Preferred:
- CPA designation
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