Compliance Jobs in New York, NY

1 - 20 of 1,793 Jobs

Compliance Analyst| Operations Analyst | Series 6| Series7 | Financial representative | Financial Planner| Wealth management|Job Title - Compliance Analyst| Operations Analyst | Series 6| Series7 | Financial representative | Financial Planner| Wealth management|

Ampcus IncCompany Name - Ampcus Inc

•

White Plains, New York, USA

Full-time

Compliance Analyst Location: 44 South Broadway New York 10601 Hybrid Duration: 12 Months Notes: Looking for an individual with a type A personality that is well organized, excellent communication skills (written and verbal) and proficient in Microsoft Office Suite. *Any FINRA licensing is a plus but not required. *Insurance industry experience is a plus but not required. Interview process: First round will be via Teams (Screening). Second interview will be onsite. Hybrid role: Work remote on

Healthcare Compliance SpecialistJob Title - Healthcare Compliance Specialist

Zachary Piper Solutions, LLCCompany Name - Zachary Piper Solutions, LLC

•

New Brunswick, New Jersey, USA

Full-time

Piper Companies is currently looking for an experienced Healthcare Compliance Specialist in New Brunswick, New Jersey (NJ) to work for a leading pharmaceutical organization. Responsibilities for the Healthcare Compliance Specialist include: Create and maintain compliance monitoring pans Review simple transactions created to support business activities and open payments requirements in support of HCCOs Collect and maintain metrics from the various tracking and review systems Develop dashboards un

Healthcare Compliance AnalystJob Title - Healthcare Compliance Analyst

Zachary Piper Solutions, LLCCompany Name - Zachary Piper Solutions, LLC

•

New Brunswick, New Jersey, USA

Full-time

Piper Companies is looking for a Compliance Analyst HCC - Enterprise R&D to provide Healthcare Compliance support working for a Pharmaceutical company in New Brunswick, NJ . Responsibilities for the Compliance Analyst HCC - Enterprise R&D include: Review simple transactions created to support business activities and open payments requirements in support of HCCOsConduct third-party intermediary risk assessments through evaluation of due diligence documentation and red flags.Monitoring Support in

AML/KYC Risk and Compliance AnalystJob Title - AML/KYC Risk and Compliance Analyst

Kforce Technology StaffingCompany Name - Kforce Technology Staffing

•

New York, New York, USA

Contract

RESPONSIBILITIES: Kforce has a client in NYC that is seeking a skilled Risk and Compliance Analyst with expertise in KYC (Know Your Customer) and AML (Anti-Money Laundering) regulations, entity setup, annual renewals, and entity servicing within the finance industry, particularly in private equities or mutual funds. Key Responsibilities: * Ensure compliance with KYC and AML regulations by conducting thorough due diligence on clients, identifying potential risks, and implementing appropriate meas

Program Manager, Data Analytics and Health Care ComplianceJob Title - Program Manager, Data Analytics and Health Care Compliance

Zachary Piper Solutions, LLCCompany Name - Zachary Piper Solutions, LLC

•

New Brunswick, New Jersey, USA

Full-time

Piper Health and Sciences is actively seeking a Program Manager, Data Analytics and Health Care Compliance to work for a large global medical device company in the Central New Jersey area. This position is a hybrid role working 3 days in the New Brunswick, NJ office. Responsibilities for Program Manager, Data Analytics and Health Care Compliance: Oversee multiple systems to oversee health care compliance, system processes, business processes, process changes, and overall data management for med

Global Risk Compliance ManagerJob Title - Global Risk Compliance Manager

Vaco TechnologyCompany Name - Vaco Technology

•

Jersey City, New Jersey, USA

Contract

Global Risk Compliance Manager Contract-to-hire Remote Why We're Hiring The Global Risk Compliance Manager is a critical position within the company. The candidate will act as the technical subject matter expert in maintaining information security compliance with applicable laws, licenses, and regulations in the regions that they do business. What You'll Do Responsible for implementing and maintaining procedures and controls to assure security compliance with applicable regulatory, contractual

Sr. QC AML Compliance AnalystJob Title - Sr. QC AML Compliance Analyst

TEKsystems c/o Allegis GroupCompany Name - TEKsystems c/o Allegis Group

•

New York, New York, USA

Full-time

Description: Supports the business internally as a specialist of a given area in AML/ATF, Sanctions/ABAC matters Conducts sound investigations and provides AML/ATF, Sanctions/ABAC, support and recommendations on AML/BSA, Sanctions and ABAC investigations Supports and understands risk identification, risk analysis and risk mitigation according to the regulatory requirements and industry best business practices Recommends responses to any AML, Sanctions/ABAC questions and immediately escalates any

Regulatory / Compliance Consultant / Heavy Financial Banking ManagerJob Title - Regulatory / Compliance Consultant / Heavy Financial Banking Manager

Diversified Technology, Inc.Company Name - Diversified Technology, Inc.

•

New York, New York, USA

Third Party, Contract

Financial Systems Transformation Project Manager or Integration Specialist Simple Legal Interface with Financial Systems Transformation Project Manage Boomi and ApiGee interfaces Coordinate with Client IT Services to test, pilot and deploy Simple Legal updates when applicable or required Ensure application is up to date with codeblock metadata specifically for Chart of Account (COA) structure for COA for General Ledger and/or POET codeblocks and perform a process to execute reporting in Oracle

TECH BA (COMPLIANCE & COMM BANKING)Job Title - TECH BA (COMPLIANCE & COMM BANKING)

Activesoft, Inc.Company Name - Activesoft, Inc.

•

New York, New York, USA

Full-time

Job Title :- TECH BA (COMPLIANCE & COMM BANKING) Location:- (Hybrid) New York City, NY Full-time Role Tech BA (Compliance & Comm Banking) The Corporate Banking and Transverse system domain within the Global IT New York organization is in charge of the IT projects, applications support & maintenance of the following domains: Finance, Counterparty & Credit Risk, Commercial Back Office, Financial security, Payments and SWIFT messaging as well as the related compliance applications, reference syste

Regional Commercial Director, Managed Services - Regulatory ComplianceJob Title - Regional Commercial Director, Managed Services - Regulatory Compliance

S&P GlobalCompany Name - S&P Global

•

New York, New York, USA

Full-time

About the Role: Grade Level (for internal use): 13 The Team: This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head Managed Services but work closely with the Sales, Operations, Technology / Product team across Regulatory Compliance. Responsibilities and Impact: Our comprehensive services bring greater transparency to financial markets, helping to reduce risk and create opportunity. We provide ex

Vice President - Compliance Engineering DevOps - New YorkJob Title - Vice President - Compliance Engineering DevOps - New York

Goldman Sachs & Co.Company Name - Goldman Sachs & Co.

•

New York, New York, USA

Full-time

YOUR IMPACT Are you passionate about developing mission-critical, high quality software solutions, using cutting-edge technology,in a dynamic environment? OUR IMPACT We are Compliance Engineering,a global team of more than 300 engineers and scientists whowork on the most complex, mission-critical problems. We: build and operate a suite of platforms and applications that prevent, detect, and mitigate regulatory and reputational risk across the firm.have access to the latest technology andto ma

Compliance - Quant Modeling Associate Senior - AssociateJob Title - Compliance - Quant Modeling Associate Senior - Associate

JPMorgan Chase & Co.Company Name - JPMorgan Chase & Co.

•

Jersey City, New Jersey, USA

Full-time

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best

SENIOR ANALYST SECURITY COMPLIANCEJob Title - SENIOR ANALYST SECURITY COMPLIANCE

Montefiore Health System IncCompany Name - Montefiore Health System Inc

•

Yonkers, New York, USA

Full-time

Montefiore is ranked among the top hospitals nationally and regionally by U.S. News & World Report . For more than 100 years we have been innovating new treatments, procedures, and approaches to patient care, producing stellar outcomes and raising the bar for academic medical centers in the region and around the world. Our work to improve health outcomes in underserved communities is unparalleled in the United States. Our workforce is among the most diverse in the US: Montefiore associates speak

Head of Product ComplianceJob Title - Head of Product Compliance

WiseCompany Name - Wise

•

New York, New York, USA

Full-time

Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed.Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their life easier and save them money.As part of our team, you will be helping us create an entirely new network for the world's money. For everyone, everywhere.More about our mission . Job

IT Security Associate Director - Technical Compliance LeadJob Title - IT Security Associate Director - Technical Compliance Lead

Wolters KluwerCompany Name - Wolters Kluwer

•

New York, New York, USA

Full-time

We have a need for a Senior IT Technical Compliance Lead on the team, as this is a current skill gap within the team. The Technical lead will work with internal Subject Matter Experts (SMEs) in accordance with independence requirements to provide understandings on regulations or standards requirements related to control designs, placement, and operations. Educate control owners on rules of collecting and documenting evidence and testing requirements to reduce the risks of findings/observations i

Staff Analyst, Governance, Risk, and ComplianceJob Title - Staff Analyst, Governance, Risk, and Compliance

SiriusXMCompany Name - SiriusXM

•

New York, New York, USA

Full-time

Who We Are: SiriusXM and its brands (Pandora, SiriusXM Media, AdsWizz, Simplecast, and SiriusXM Connect) are leading a new era of audio entertainment and services by delivering the most compelling subscription and ad-supported audio entertainment experience for listeners -- in the car, at home, and anywhere on the go with connected devices. Our vision is to shape the future of audio, where everyone can be effortlessly connected to the voices, stories and music they love wherever they are. This

Technical Business Analyst Compliance and Commercial bankingJob Title - Technical Business Analyst Compliance and Commercial banking

Alliance Sourcing NetworkCompany Name - Alliance Sourcing Network

•

New York, New York, USA

Contract, Third Party

The Corporate Banking and Transverse system is looking for a technical BA to work on Corporate Banking applications and Compliance topics. The Corporate Banking and Transverse system domain within the Global IT New York organization is in charge of the IT projects, applications support & maintenance of the following domains: Finance, Counterparty & Credit Risk, Commercial Back Office, Financial security, Payments and SWIFT messaging as well as the related compliance applications, reference syst

HealthCare Compliance SpecialistJob Title - HealthCare Compliance Specialist

iTech SolutionsCompany Name - iTech Solutions

•

New Brunswick, New Jersey, USA

Contract

The Lead Analyst will provide support coordinating the operational Health Care Compliance (HCC) program elements for the Innovative Medicine North America (NA), and Global Functions (GF) organizations, including but not limited to the development and consistent administration of policies & procedures, training, communications, risk assessment, metrics reporting, transactional and material reviews, select review and approvals, and testing & monitoring programs. The HCC Program Management Analyst

Compliance Quality Assurance ConsultantJob Title - Compliance Quality Assurance Consultant

ApolisCompany Name - Apolis

•

Remote

Contract

Role: Compliance Quality Assurance Consultant Location: Remote Duration: 8+ Months Overview: We are seeking a highly skilled and experienced Senior Consultant to support our Quality Assurance Review Program team for our banking client. The ideal candidate will be proficient in executing enhanced Quality Assurance Review Programs in alignment with the established plan. This role requires an individual who possesses a strong understanding of quality assurance processes, excellent project manageme

Sr Compliance Risk Assessment ConsultantJob Title - Sr Compliance Risk Assessment Consultant

SSI PeopleCompany Name - SSI People

•

Remote

Contract

Job Overview: The Senior Consultant of Compliance Risk Assessment is responsible for the establishment and operationalization of a compliance risk taxonomy. This role includes enhancing the compliance risk assessment methodology, developing job aids, and developing training materials based on taxonomy updates.More specifically, this role will support the following activities: 1) Develop, optimize, and implement a comprehensive compliance risk taxonomy that categorizes risks and aligns them with