compliance Jobs in new york, ny

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Registrations Compliance Officer

Pyramid Consulting, Inc.

Jersey City, New Jersey, USA

Contract

Immediate need for a talented Registrations Compliance Officer. This is a 06+ Months Contract opportunity with long-term potential and is located in Jersey City, NJ (Onsite). Please review the job description below and contact me ASAP if you are interested. Job ID:25-68691 Pay Range: $100 - $110/hour. Employee benefits include, but are not limited to, health insurance (medical, dental, vision), 401(k) plan, and paid sick leave (depending on work location). Key Responsibilities: Registrations

Sr. PMO / PM (Compliance focus)

DKMRBH Inc.

New York, New York, USA

Contract

Contract W2 Responsibilities: Develop and maintain detailed project plans, tracking risks, issues, and dependencies. Prepare clear and concise progress/activity reports, customized to the audience. Perform quality checks on reports produced by other departments. Manage stakeholder communications across Markets, Compliance, Finance, and Technology teams. Proactively monitor project health and address issues promptly. Lead remediation-related engagements with product lines. Ensure consistent appli

Product Owner/Business Analyst Legal & Compliance Technology

Hecta Data LLC DBA Vilwaa

New York, New York, USA

Contract

Greeting from Vilwaa, Job Title : Product Owner/Business Analyst Legal & Compliance Technology Type: Contract Location: New York, NY Duration: 6+ Months Start Date: Immediate About US At Vilwaa (), we are focused towards delivering IT services and solutions in Data Engineering, Cloud Infrastructure solutions , Digital Application Development, (IoT) - Internet of Things. We are seeking a dynamic and motivated professional to support and deliver strategic initiatives across business functions,

Product Analyst - Buy Side Compliance - Enterprise Product - New York

Bloomberg

New York, New York, USA

Full-time

Bloomberg AIM delivers global, multi-asset solutions for portfolio management, trading, compliance and operations for buy-side firms. AIM is used by more than 14,000 professionals in nearly 90 countries at over 700 client firms, including some of the largest asset managers, hedge funds, insurance companies, pension funds and government agencies. Our goal is to offer the most scalable asset management technology in the market -one that allows AIM clients to grow assets on existing investments and

Registrations Compliance Officer

Software Guidance & Assistance

Jersey City, New Jersey, USA

Contract

Software Guidance & Assistance, Inc., (SGA), is searching for a Registrations Compliance Officer for a CONTRACT assignment with one of our premier Financial Services clients in Jersey City, NJ . Responsibilities : Provide advice/guidance on registrations/licensing requirements, processes and procedures Timely process Form U4, U5, 8R and 8T. Ensure that all new employees joining the firm in a position which requires securities/futures license(s) are adequately licensed or pass the approp

Senior Full Stack Software Engineer - Compliance Applications

Bloomberg

New York, New York, USA

Full-time

Our Team Bloomberg Compliance provides a single platform for compliant storage, surveillance, and reconstruction of our customer's communication, collaboration, and financial transaction data. Thousands of organizations use our product to manage the compliance requirements for enterprise communications and collaboration data, including Bloomberg Message, Instant Bloomberg, Email, Instant Message, Mobile, Files, Trade and Documents, Voice data and Social Media from various sources (e.g. MS Teams,

Manager, Global Trade Compliance

Capital One

New York, New York, USA

Full-time

Job DescriptionManager, Global Trade Compliance Capital One is one of today s fastest growing organizations, and we are expanding worldwide. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking globally. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding. Guided by our share

Compliance Independent Testing Examiner

Software Guidance & Assistance

Jersey City, New Jersey, USA

Contract

Software Guidance & Assistance, Inc., (SGA), is searching for a Compliance Independent Testing Examiner for a CONTRACT assignment with one of our premier Financial Services clients in Jersey City, NJ. Responsibilities: Develop compliance testing programs for specific business units and products based upon applicable laws, regulations, risks, and internal policies. Independently conduct compliance testing of regulatory requirements, processes, policies, procedures, and controls under the dire

Senior Software Engineer - Compliance

Bloomberg L.P.

New York, New York, USA

Full-time

Description & Requirements Bloomberg Compliance provides a single platform for compliant storage, surveillance, and reconstruction of our customer's communication, collaboration, and financial transaction data. Thousands of organizations use our product to manage the compliance requirements for enterprise communications and collaboration data, including Bloomberg Message, Instant Bloomberg, Email, Instant Message, Mobile, Files, Trade and Documents, Voice data and Social Media from various sour

Senior Software Engineer - Compliance

Bloomberg

New York, New York, USA

Full-time

Bloomberg Compliance provides a single platform for compliant storage, surveillance, and reconstruction of our customer's communication, collaboration, and financial transaction data. Thousands of organizations use our product to manage the compliance requirements for enterprise communications and collaboration data, including Bloomberg Message, Instant Bloomberg, Email, Instant Message, Mobile, Files, Trade and Documents, Voice data and Social Media from various sources (e.g. MS Teams, Slack, Z

Senior Full Stack Software Engineer - Compliance Applications

Bloomberg L.P.

New York, New York, USA

Full-time

Description & Requirements Our Team Bloomberg Compliance provides a single platform for compliant storage, surveillance, and reconstruction of our customer's communication, collaboration, and financial transaction data. Thousands of organizations use our product to manage the compliance requirements for enterprise communications and collaboration data, including Bloomberg Message, Instant Bloomberg, Email, Instant Message, Mobile, Files, Trade and Documents, Voice data and Social Media from var

Sr. Cybersecurity Analyst, Compliance

Lucid Group, Inc.

Newark, New Jersey, USA

Full-time

Leading the future in luxury electric and mobility At Lucid, we set out to introduce the most captivating, luxury electric vehicles that elevate the human experience and transcend the perceived limitations of space, performance, and intelligence. Vehicles that are intuitive, liberating, and designed for the future of mobility. We plan to lead in this new era of luxury electric by returning to the fundamentals of great design - where every decision we make is in service of the individual and en

Senior Analyst, Cybersecurity Governance, Risk and Compliance - M

Next Step Systems

New York, New York, USA

Full-time

Senior Analyst, Cybersecurity Governance, Risk and Compliance, New York, NY The Senior Analyst, Cybersecurity Governance, Risk and Compliance will administer the completion of compliance-related client requests to assess security policies and procedures. The Senior Analyst will respond to inquiries on the security controls policy, processes, and procedures implemented for managed systems and applications, as well as support Third Party Risk Management (TPRM) and Governance and Risk functions in

Compliance Specialist

BCforward

Summit, New Jersey, USA

Contract

Compliance Specialist BCforward is currently seeking a highly motivated Compliance Specialist in Summit, NJ Job Title: Compliance Specialist Duration:12 months(possibility of extension for right candidate depending on performance) Work Schedule: Need to be flexible to come onsite min 50% as required by manager Location: Summit, NJ Pay Range: $55- $58/ Hr. on W2 Purpose and Scope of the Position The Compliance Specialist, Equipment Commissioning & Qualification, supports the successful operati

Compliance Specialist

BCforward

New Brunswick, New Jersey, USA

Contract

Compliance Specialist BCforward is currently seeking a highly motivated Compliance Specialist in New Brunswick, NJ Job Title: Compliance Specialist Duration: 6+ Months Location: New Brunswick, NJ Work Schedule: Mon-Fri(normal business hours) Pay Range: $55- $58/Hr. on W2 Role Overview: This role is a key position within the CSO organization to ensure day-to-day compliance with GxP documentation and training. The candidate will work with multiple departments across Product Development to effec

Microsoft 365 Security & Compliance Specialist- Remote

Siri Infosolutions Inc

US

Contract

Job Title: Microsoft 365 Security & Compliance Specialist Job Location: Enon OH- Remote Contract Role PROJECT DESCRIPTION/JOB SUMMARY We are seeking a Microsoft 365 Security & Compliance Specialist to implement a robust data protection strategy across Microsoft Teams, SharePoint Online, OneDrive, and the broader M365 ecosystem. This role will focus on Data Loss Prevention (DLP), information governance (Data Labels, Data Retention Policies) and ensuring secure collaboration both internally a

GIPS Compliance Data Analyst

SRS Consulting Inc

Remote

Full-time

Location: This is a long-term contract role working EST hours. Must be physically based in the US.We are seeking an experienced and detail-oriented Senior Data Analyst to lead investment performance analysis and GIPS (Global Investment Performance Standards) compliance initiatives. In this critical role, you will serve as a subject matter expert on performance measurement, drive the GIPS compliance framework, and build robust data solutions to enhance reporting and operational efficiency. The

CPA/Tax/Compliance Expert - Part Time Job - Remote Position

Activesoft, Inc.

Remote

Contract

CPA/Tax/Compliance Expert Remote Position Part Time Position (20 hours per week) We re looking for a qualified CPA to support our clients with our tax filing and compliance needs. If you re experienced in managing cross-border operations and navigating multi-state tax environments, we d love to hear from you! The ideal candidate should have expertise in: Preparing and filing annual reports and handling tax and compliance across multiple U.S. statesSupporting operations across U.S. LLC and India

Director of Digital Technology - GRC (Governance, Risk, And Compliance)

ServiceNow, Inc.

Remote or Orlando, Florida, USA

Full-time

Company Description It all started in sunny San Diego, California in 2004 when a visionary engineer, Fred Luddy, saw the potential to transform how we work. Fast forward to today - ServiceNow stands as a global market leader, bringing innovative AI-enhanced technology to over 8,100 customers, including 85% of the Fortune 500 . Our intelligent cloud-based platform seamlessly connects people, systems, and processes to empower organizations to find smarter, faster, and better ways to work. But thi

Director of Digital Technology - GRC (Governance, Risk, And Compliance)

ServiceNow, Inc.

Remote or Charlotte, North Carolina, USA

Full-time

Company Description It all started in sunny San Diego, California in 2004 when a visionary engineer, Fred Luddy, saw the potential to transform how we work. Fast forward to today - ServiceNow stands as a global market leader, bringing innovative AI-enhanced technology to over 8,100 customers, including 85% of the Fortune 500 . Our intelligent cloud-based platform seamlessly connects people, systems, and processes to empower organizations to find smarter, faster, and better ways to work. But thi