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Job Description Cetera Financial Group is currently seeking a Senior Compliance Analyst for Ad Review. This is a great opportunity to join our team and ensure that all retail communication complies with firm policy, FINRA, and SEC rules. This is a remote role. What you will do: Review retail communication against applicable laws, firm policy, and regulations. Be able to explain the reasons for any needed changes to retail communication to the submitter in a concise and accurate manner. Ensure y
Full-time
USD 85,000.00 - 100,000.00 per year