Compliance Officer (Deposits) need for well-established California bank that has been in operation for over 100 yearsThis Jobot Job is hosted by: Joseph Calabrese
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Salary: $120,000 - $180,000 per year
A bit about us:Compliance Officer with regional banking experience need for well-established California bank that has been in operation for over 100 years
Why join us?- Leverage the latest Network technologies
- Strong benefits (M,D,V, and 401k)
- Profit sharing contribution
- Flexible work environment
- Extra paycheck at Christmas
Job DetailsCompliance Officer (Operations and Deposit)
- Plans, manages, and executes the Bank's compliance management program that aligns to the Bank's second line risk management standards such as but not limited to:
- Monitoring and managing compliance topics and issues for the business units
- Developing, implementing, and executing a comprehensive compliance monitoring and testing program, including written reports and communication results to senior management
- Conducting marketing and disclosure reviews with the business units
- Ongoing governance and oversight of covered business areas, and works closely with the business units to ensure full compliance with regulatory requirements
- Assessing, developing and providing compliance training on relevant topics
- Identifying training requirements needed for business units
- Participating in new or changes to products and services and/or laws and regulations
- Policy and procedure management
- Researching any regulatory/non-regulatory complaints to identify systemic trends and root cause
- Supports the evolution and enhancement of the compliance program for the business areas for which s/he is responsible, and lends support in other areas as instructed by the Chief Compliance Officer.
- Conducts reviews and effective challenge for the first line business units for risk and control self-assessment (RCSA), policies, procedures and other aspects of the compliance program
- Analyzes and compiles data into meaningful reports for the Chief Compliance Officer while adhering to critical deadlines.
Education and Experience
- Bachelor's Degree or equivalent work experience required
- Working experience in a regional banking organization is required.
- 10+ years of compliance experience
- Industry accreditation is preferred, e.g., CRCM
- Strong working knowledge of banking and financial aspects of lending, operational and deposit compliance requirements
- Extensive knowledge of state and federal banking laws and regulations
- The ability to work independently, lead and manage a project team, and deal effectively with peers and superiors is essential, as are strong written and oral communications skills.
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