Compliance Officer Jobs in New York, NY

Refine Results
1 - 20 of 658 Jobs

Conflicts Compliance Officer

Software Guidance & Assistance

New York, New York, USA

Full-time

Software Guidance & Assistance, Inc., (SGA), is searching for a Conflicts Compliance Officer for a FULL TIME assignment with one of our premier financial clients. This role will sit in their Boston, MA office. This is a direct-hire, full-time position client cannot sponsor now or in the future. Cannot work with additional layers of employment. A leading global investment firm is seeking a mid-level Compliance Officer or Attorney to join its Global Compliance team with a focus on the adm

Client IT Compliance Consultant

Perennial Resources International

New York, New York, USA

Contract

NO H1S OR 3RD PARTIES. THIS ROLE IS BASED IN NEW YORK CITY. ROLE DESCRIPTION The Senior Client Compliance Consultant plays a vital role in managing all client-facing compliance activities for the firm. This includes organizing due diligence responses, tracking compliance timelines, preparing policy documentation, and communicating key regulatory developments. The successful candidate will possess strong writing and presentation skills, an understanding of security and regulatory frameworks, and

Program Coordinator - Finance

Logisoft Technologies Inc

New York, New York, USA

Third Party, Contract

Job Title: Program Coordinator Finance Location: New York (Onsite) Duration: Long Term Contract Required Skills: 12+ years in Program/Project Coordination or PMO rolesAt least 6 years in Finance domain projectsStrong documentation, coordination, and communication skillsHands-on with collaboration tools (MS Office, SharePoint, Jira, etc.)Experience in ERP or Finance transformation is a plusFamiliarity with compliance standards (SOX, SEC) is a bonusPMP or CAPM certification is a nice-to-haveWe re

Capital Markets Back Office Operations Consultant

Alliance Sourcing Network

Woodbridge Township, New Jersey, USA

Third Party, Contract

We are seeking a person to support management in the day-to-day operations of the Capital Markets Back office (CMB). Individual must have strong management experience, and multiple years of Capital Markets experience. Extensive experience in managing "day to day aspects and providing support to senior management of Securities (Broker Dealer) Back Office Operations: Experience managing DTCC/FICC, Fedwire and Euroclear activity Experience managing clearing proprietary activity as well as Affiliat

Cyber Readiness Project Management Assistant - Hybrid in Brooklyn, NY - 12 Months Contract

Zaass Consulting, LLC

Brooklyn, New York, USA

Contract

NYC AGENCIES WILL REQUIRE IN-PERSON INTERVIEWS OF THE SELECTED CANDIDATES IN ABOUT 5 10 WORKING DAYS FROM THE DUE DATE. PLEASE ENSURE THAT YOUR CANDIDATES RESIDE LOCALLY, AS EXPERIENCE SHOWS THEY ARE NOT WILLING TO TRAVEL LONG DISTANCES AT THEIR OWN EXPENSE. ALL ITCS-4 POSITIONS LIMIT WORK WEEK TO 35 HOURS. OVERTIME SHOULD NOT BE ASSUMED. Requirement Number: 85826Y1167 Job Title: Cyber Readiness Project Management Assistant Location: 15 Metrotech Center (3 days per week in office at 15 Metrote

Director Back Office Operations

Mitchell Martin, Inc.

Woodbridge Township, New Jersey, USA

Full-time, Contract

Title: Director Back Office OperationsLocation: Metropark, NJ (Hybrid) Employment Type: ContractCompensation Pay Range:$560-$800/DayDescription Manage the daily operations and provide support to senior management in back office operations. Oversee activities related to securities, including clearing and settlement processes. Handle operational aspects of a US repo matched book. Ensure compliance with regulatory requirements. Work closely with treasury and repo desks on daily funding activities.K

Service Desk Analyst (Weekend/Night Shift)

Kforce Technology Staffing

Remote or New York, New York, USA

Contract

RESPONSIBILITIES: Kforce has a client that is seeking a Service Desk Analyst in New York, NY. Summary: In this role, you will provide front-line IT support by managing and resolving Level 1 incidents and service requests. You will serve as the primary point of contact for end users, ensuring timely and effective resolution of technical issues in alignment with service level agreements (SLAs). Key Responsibilities: * Service Desk Analyst will respond to help desk calls and emails within SLA tim

Service Desk Analyst

Kforce Technology Staffing

Remote or New York, New York, USA

Contract

RESPONSIBILITIES: Kforce has a client that is seeking a Service Desk Analyst in New York, NY. Summary: In this role, you will provide front-line IT support by managing and resolving Level 1 incidents and service requests. You will serve as the primary point of contact for end users, ensuring timely and effective resolution of technical issues in alignment with service level agreements (SLAs). Key Responsibilities: * Service Desk Analyst will respond to help desk calls and emails within SLA tim

Project Manager - Yonkers NY

The LiRo Group

Yonkers, New York, USA

Full-time

Project Manager - Yonkers NY US-NY-Yonkers Job ID: 2025-3140 Type: Regular Full-Time # of Openings: 1 Category: Construction Management LiRo Hill, Yonkers, NY Overview We have an immediate need for a Project Manager for our Yonkers Armory, NY location. Come join our team! We are looking to build services and capabilities through the growth of our key asset- our staff. Ranked among the nation's top A/E firms by Engineering News-Record, LiRo-Hill provides construction management, engineering,

Treasury and Repo Support Middle Office

Alliance Sourcing Network

New York, New York, USA

Full-time, Third Party

Onsite in New York City Summary In this role you will be responsible for control and support functions of the operations initiated by the Treasury and Repo Front Office in New York, from the negotiations, recordings, and processing of transactions. Your role will be to facilitate and ensure all operations are processed in a timely manner. You will be a point of contact and liaise with entities both internally (Front Office, Middle Office, Back Office, Compliance, IT, Product Control, Risk Mana

Security Analyst

Velocity Search Group Inc.

New York, New York, USA

Full-time

Our client, a professional services company located in NY, NY is looking to hire a full time Security Analyst. This role collaborates with the Director of Infrastructure & Security to enhance and maintain the Firm's Information Security and Management System. The individual will actively monitor security alerts, threats, and intelligence while ensuring that high standards for information security are consistently met across all teams. The role will also require strong interaction with engineerin

Transportation Coodinator (HYBRID)

NetSource, Inc.

New Brunswick, New Jersey, USA

Contract

Please note that this is a 3-month contract position. Top Three Skills: Transportation knowledge MS Office Ability to multi-task 3-5 years experience Bachelors degree required Transportation Analyst, Regional Transportation Organization, serves as liaison between RTO and supported Operating Company(s) as required.Manages OPCO s transportation network to ensure optimal service to both shipper and receiver including tactical issues on an exception basis.Also provides input and analysis for strate

Implementation Project Manager (for Records Management)

Software Guidance & Assistance

Jersey City, New Jersey, USA

Contract

Software Guidance & Assistance, Inc., (SGA), is searching for an Implementation Project Manager (for Voice & eCom Record Keeping ) for a CONTRACT assignment with one of our premier Financial Services clients in Jersey City, NJ (Hybrid 3-4x week). The Voice & eCom Record Keeping (VERK) Program Office is focused on delivering structured governance, control framework and coordinate the delivery of changes as a part of BAU and continuous improvement. The ideal candidate will need to be able to

AI Enterprise Operations & Monitoring Support

Kforce Technology Staffing

Remote or New York, New York, USA

Contract

RESPONSIBILITIES: Kforce has a client in NYC that is seeking a dynamic and detail-oriented AI Enterprise Operations & Monitoring Support to support a rapidly evolving process for managing Assistant monitoring and enterprise tool enablement. This role blends operational execution, stakeholder coordination, communication expertise, and technical awareness to help deliver on the company's AI vision. As a core member of the team, you will support end-to-end workflows related to user access, governa

Front end developer

EVEREST CONSULTING GROUP, INC

New York, New York, USA

Contract, Third Party

Role: Front end developer Employment Type: Contract Contract Minimum 6 months subject to extension Work location: Remote/Onsite (mention no. of Onsite days) Hybrid/ ..2 3 days from office -200 Liberty Street, NY About the Role Trianz is looking for an experienced Front-End Developer to build form-based user interfaces for a financial services application focused on data entry, reporting, and compliance.. Job Responsibilities Develop form-based UI for data entry workflowsBuild report viewing int

Senior Data Governance Lead - Executive Director

UBS AG - Investment Banking

Weehawken Township, New Jersey, USA

Full-time

Your role Are you a highly skilled Senior Data Management Officer? Do you have extensive experience in data management, governance, and strategy implementation, particularly within a large-scale business environment? Do you want to play a crucial role in ensuring the integrity, quality, and security of our data assets while aligning with regulatory requirements and business objectives? We're looking for someone to: design, establish, and implement a comprehensive data governance strategy and da

Senior Software Engineer, Compliance Tooling Engineering

Block Inc

Remote or New York, New York, USA

Full-time

Block is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams - People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more - provide support and guidance at the corporate level. They work across business groups and around the globe, spanning time zones and disciplines to develop inclusive People policies, forecast finances, give legal counsel, safeguard systems, nurture

Project Engineer

The LiRo Group

New York, New York, USA

Full-time

Project Engineer US-NY-NYC Job ID: 2025-3164 Type: Regular Full-Time # of Openings: 1 Category: REI The LiRo Group Overview We have an immediate need for an Project Engineer in New York City, NY. Come join our team! We are looking to build services and capabilities through the growth of our key asset- our staff. Ranked among the nation's top A/E firms by Engineering News-Record, LiRo-Hill provides construction management, engineering, environmental, architectural, and program management solu

Electrical Engineer - Generation Senior Level

POWER Engineers, Inc

Oradell, New Jersey, USA

Full-time

Electrical Engineer - Generation Senior Level Job Summary of Roles and Responsibilities: POWER Engineers, member of WSP is seeking a Senior Generation Electrical Engineer to work in our Generation Electrical Department. Openings are available for the Oradell, NJ office. Responsibilities include: Lead electrical engineer on design of power generation projectsLead electrical engineer on design of renewable energy projectsLead electrical engineer on power plant and switchyard electrical system upg

Electrical Engineer - Generation Mid-Level

POWER Engineers, Inc

Oradell, New Jersey, USA

Full-time

Electrical Engineer - Generation Mid-Level Job Summary of Roles and Responsibilities: POWER Engineers, member of WSP is seeking a Mid-Level Electrical Engineer to work in our Generation Electrical Department. Openings are available for the Oradell, NJ office. Responsibilities include: Lead and support electrical engineer on design of power generation projectsLead and support electrical engineer on the design of renewable energy projectsLead and support electrical engineer on power plant and swi