Middle Office Trade Support

Required Skills:

• Knowledge and understanding of account opening processes and KYC/AML rules and regulations for various account types including bank and brokerage accounts.
• Knowledge and understanding of Cash, Securities, FX and Derivative products (Options and Swaps), related processes, and global financial markets.
• Knowledge and understanding of trade processing, regulatory reporting, trade booking, allocation, confirmation, settlement, custody and reconciliation of financial products/markets.
• Demonstrate strong analytical, problem solving, communication and organizational skills.
• Demonstrate an understanding of various forms of risk, including market, operational, legal, and regulatory.
• Demonstrate an ability to be a collaborative and effective member of a diverse and dynamic team environment, while servicing client to the highest standards.
• Demonstrate an ability to identify and implement continuous improvement activities to support change within the department.
• Knowledge and understanding of industry/market systems including DTCC, Euroclear, Fedwire, FICC, SWIFT, Bloomberg, NetX360
• Minimum of 3 years of operational support in financial services, preferably a broker-dealer, bank, or registered investment advisor.
• Experience with client account opening and AML/KYC rules
• Experience with Cash, Securities, FX and Derivative products, processes and markets.
• Experience with regulatory reporting
• Experience in supporting and engaging with internal and external clients (e.g. Trading Desk, Wealth Management Advisors).
• High school diploma or GED (Bachelor s degree is preferred e.g. economics, business, mathematics, or related)