Audit / Compliance Analyst: III (Senior)

Title: Audit/Compliance Analyst: III (Senior)

Location: Dallas, TX or Quincy, MA (Hybrid 2 days a week onsite)

Experience: 7 10 years

Visa: H1B, - EAD. and L2

Responsibilities:

• Manage examinations, audits, and reviews on behalf of the Technology organization, specifically IT SOX audit

• Management of all key stakeholders throughout Technology examination, audit, and review; including the auditors/regulators

• Work with various stakeholders to evaluate action plans, and remediation actions

• Collaborate with various teams to identify, assess, and validate various Technology risks and controls before, during and after examinations, audits and/or reviews

• Keep abreast of legal and regulatory matters affecting the US financial services industry, the regulatory environment, and potential impact on Groups US operating entities

• Compile, analyze, and review quantitative and non-quantitative regulatory risk management information from Groups US operating entities

• Partner with Second Line of Defense to provide input/review of relevant frameworks, policies, and standards.

• Drive Risk Culture: Facilitate awareness of, and adherence to, risk frameworks, policies, and standards through internal validation and issue/risk management.

• Continuously monitor all sources of risk existing within Technology, and externally; while utilizing research, networking, and experience to anticipate critical risks and issues impacting Technology

Education/Work Experience:

• Bachelor's Degree or equivalent work experience in Accounting, Business, Statistics, Risk Management, Information Systems, Finance, Economics, or equivalent field.

• Risk Management, Internal Controls, IT Auditing, relevant line of business experience and/or legal or regulatory experience., 5+ years

Skills and Abilities:

• Demonstrated experience supporting and/or leading risk projects across multiple business lines offering a wide variety of financial services, products and services.

• Knowledge of applicable laws and regulations and financial services industry regulators

• Understanding of banking operations and the financial services regulatory and risk management environment

• Ability to build credibility with, collaborate with, and influence line of business executives.

• Excellent analytical and complex problem-solving skills.

• Strong project management skills.

• Ability to constructively work both independently and in collaborative environments involving all levels of management and employees

• Ability to build internal and external networks of information resources within the risk management ecosystem.

• Excellent oral and written communication and presentation skills

• Advanced PC (MSWord, Excel, Access, PowerPoint) skills

Duration:

• Possibility of extensions

• Opportunity for FTE conversion (HM intends to convert this resource to FTE)

Top Must-Have Requirements:

• 5+ years of experience

• IT Risk Management experience

• IT Audit experience

• SOX IT controls

Nice-to-Haves:

• Bilingual in Spanish/English (not required, but would be a plus)