Trade Surveillance Analyst (Hybrid-4 days a week on-site in Minneapolis, MN or Jersey City, NJ) - HCM Staffing and Consulting - Hybrid in Jersey City, NJ, US | Dice.com

HCM Staffing and Consulting

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Trade Surveillance Analyst (Hybrid-4 days a week on-site in Minneapolis, MN or Jersey City, NJ)

Hybrid in Jersey City, NJ, US • Posted 16 days ago • Updated 10 days ago

Contract W2

Hybrid

$75 - $80/hr

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HCM Staffing and Consulting

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Job Details

Skills

Regulatory Compliance
Surveillance
Trading
Trade surveillance platform
Trade surveillance experience
Reporting

Summary

We are targeting resources with at least 5 years of experience, but no more than 15 total. Ideally 10 years.
Analyst to review alerts generated from their trade surveillance platform need trade surveillance experience.
Targeted experience required in either Insider Trading (trading ahead of research, restricted list, watchlist) or Market Manipulation (e.g., front running, wash trade, spoofing)
Interactions involve reporting escalation of alerts to senior compliance officers
Documenting alert disposition within their case management system
Location Minneapolis or Jersey City, NJ
Mandatory 4 days a week in the office in either of those two locations

Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.

Dice Id: 91121648
Position Id: 8819068
Posted 16 days ago

Company Info

About HCM Staffing and Consulting

HCM is currently one of the fastest growing minority and veteran certified global staffing organizations. Our tremendous growth has been driven organically and through merger and acquisition. It's a truly exciting time to be part of our world class white glove delivery model to our client partners.

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Trade Surveillance Analyst (Hybrid-4 days a week on-site in Minneapolis, MN or Jersey City, NJ)

HCM Staffing and Consulting

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Job Details

Skills

Summary

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About HCM Staffing and Consulting

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