Sox Operational Tester

Role Summary

Responsible for executing SOX 404 testing over Business Process (BP) and Entity-Level (EL) controls to support management certification and enable external auditor reliance (KPMG) within Rogers' SOX program. This role supports financial reporting integrity through testing of key process and governance controls.

Key Responsibilities

• Execute testing of Business Process (BP) controls across financial cycles (e.g., journal entries, revenue, procure-to-pay, order-to-cash)
• Perform testing of Entity-Level (EL) controls, including oversight, governance, and monitoring activities
• Conduct walkthroughs to validate process flows, risk coverage, and control design
• Evaluate control design and operating effectiveness in accordance with SOX 404 methodology
• Validate key reports, reconciliations, and management review controls supporting financial reporting
• Document walkthroughs, test procedures, and results in Workiva GRC
• Identify and document control issues, including root cause and impact
• Support remediation tracking and retesting of control deficiencies
• Coordinate with Finance, Internal Controls, and business stakeholders to obtain evidence and clarify processes
• Support external audit reliance by preparing high-quality, evidence-based documentation

KPIs / Performance Measures

• On-time Completion: Controls tested within SOX timelines
• Quality of Testing: Minimal rework from management and KPMG
• Audit Reliance: Controls accepted for external audit reliance
• Issue Management: Timely identification and closure of deficiencies
• Documentation Compliance: Alignment with Workiva standards and SOX standards

Qualifications

• 2 5 years of experience in SOX, internal controls, or financial audit
• Strong understanding of SOX 404 requirements, including BP and EL controls
• Knowledge of financial processes (GL, AP, AR, revenue, payroll)
• Strong documentation, analytical, and stakeholder coordination skills

Preferred

• CPA (or in progress)
• Experience with Workiva or GRC tools