Cybersecurity E-Communications Surveillance & Recordkeeping

Cybersecurity E-Communications Surveillance & Recordkeeping
New York City (Hybrid) Need Local
Long Term
Contract

• Design and implement an end-to-end 1LOD recordkeeping framework and target operating model, including process maps, RACI, journalisation rules, governance, controls and resource requirements.
• Develop an automated reconciliation control linking the population required to be journalized and surveilled with corresponding archived e-communications by tool and business channel.
• Translate business and control requirements into mock-ups and Business Requirements Documents (BRDs), working closely with technology teams throughout development.
• Support roadmaps, User Acceptance Testing (UAT), issue resolution and implementation readiness across business and technology stakeholders.
• Drive change management, training, deployment and transition activities to embed the framework successfully into BAU operations.

What We re Looking For

• Experience delivering cybersecurity, e-communications surveillance, recordkeeping, controls or related technology and regulatory change initiatives within financial services.
• Strong understanding of 1LOD control frameworks, governance, operating models and the implementation of effective business and technology controls.
• Experience translating complex business, regulatory and control requirements into clear process maps, RACIs, BRDs and implementation requirements.
• Experience working across business and technology teams through development, testing, deployment and transition to BAU.
• Strong stakeholder management, analytical and communication skills, with the ability to work effectively across multidisciplinary teams.

Bonus Points For

• Experience implementing automated reconciliation controls within an e-communications surveillance or recordkeeping environment.
• Knowledge of journalization, electronic communications archiving and surveillance platforms across multiple business channels.
• Experience delivering technology-enabled regulatory or compliance transformation within a Tier 1 financial institution.
• Familiarity with UAT, change management, training and large-scale implementation activities.
• Consulting experience supporting complex financial services transformation programs.

Munesh

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CYBER SPHERE LLC