IB Operations - Reporting Specialist

Your role

Do you have strong data analytics skills? How about experience with risk and controls? Do you want every day to be different? How about high profile projects? Do you enjoy working in a challenging team to develop and deliver solutions to various challenges across divisions?
We're looking for someone like this to work within the regional Regulatory Transaction Reporting (RTR) team supporting Quality Assurance role for Bluesheets reporting to regulators.
Quality Assurance activities - Performing Completeness, Accuracy and Timeliness 'CAT' and Direct control testing for Bluesheets reporting to regulators within the determined timeframes and per the sampling guidelines. Ensure testing observations and results are recorded and presented to stakeholders as needed.
Issue Management - Ensure observations noted during testing are thoroughly and appropriately reviewed and issues raised, as needed. This includes full understanding of the impact, population affected and root cause.
Governance activities - Ensuring framework documentation is maintained and adhered to. Ensure process level documentation is maintained and reviewed timely.
Project Management activities - Assisting with end to end support around RTR initiatives including conducting initial impact analysis, tracking for deliverables and following up with management and RTR staff.

Your team

You'll be working in the RTR team in Raleigh.

Your expertise

A degree in any discipline will be considered, but preferably in Finance / Economics / Business Management
inquisitive with analytical and risk-aware mindset
excellent verbal and written communication skills
team-oriented, while able to complete tasks independently
securities background would be advantageous
knowledge of investment bank products, trade life cycle, and trade booking models will be a strong advantage
experience in operational risk and control / operations / blue sheets/audit in the financial services industry
escalation awareness
innovative approach to solving day-to-day process problems

*LI-UBS

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That's why we place collaboration at the heart of everything we do. Because together, we're more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.
We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.