Operations Analyst

Salt Lake City, UT, US • Posted 3 days ago • Updated 3 days ago
Contract W2
2 Months
No Travel Required
On-site
$20 - $23/hr
Fitment

Dice Job Match Score™

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Job Details

Skills

  • Excel
  • Pivot tables
  • Vlookup

Summary

Title: GBM RIA Operations Analyst 
Location: Salt Lake City, UT
Duration: 2 Months Approx
Hours: M-F: 7am to 5pm
 
Overview:
These positions support the Global Banking & Markets (GBM) Registered Investment Advisor (RIA) Operations team. This team partners with the business and federation to facilitate business growth with a strict focus on risk mitigation and control frameworks surrounding RIA-initiated investment products.
Key Candidate Requirements & Competencies
  1. Domain & Financial Product Knowledge
    • Strong understanding of the end-to-end trade lifecycle (execution, clearing, settlement, and custody).
    • Familiarity with financial products utilized by RIAs (Equities, Fixed Income, Mutual Funds, and Retirement/IRA products).
    • Awareness of the custodian-advisory model and brokerage operations.
  2. Operational Risk Management & Control Frameworks
    • Ability to identify, assess, and mitigate exposure risks.
    • Experience managing trade breaks, settlement exceptions, and maintaining robust control environments to prevent operational breaks.
  3. Process Improvement & Technological Scalability
    • Proficiency with advanced data manipulation in Excel (Pivot Tables, VLOOKUPs).
    • Exposure to or proficiency in automation and business intelligence tools such as Alteryx, Tableau, Python, SQL, or RPA is highly preferred to help drive workflow scalability.
  4. Professional & Interpersonal Competencies
    • High attention to detail; precision in managing custody and settlement tasks.
    • Strong collaboration skills to interface with "the business" (front office) and "the federation" (middle/back office, compliance, legal, technology).
    • Exceptional multi-tasking abilities in a fast-paced environment.
Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.
  • Dice Id: 10119021
  • Position Id: ST_5831
  • Posted 3 days ago
Contact the job poster
ST

Suhasini Tarimana

Recruiter @ SPECTRAFORCE TECHNOLOGIES Inc.
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