Solution Architect - Wealth Management

Role : Solution Architect - Wealth Management

Location : Remote – candidate should be ok to travel in TX

Visa : USC

JD :

We are seeking a senior Solution Architect with extensive Wall Street, Wealth Management, and Financial Services experience to lead workflow transformation and modernization initiatives for a leading U.S. financial institution. The architect will work directly with business stakeholders, technology leadership, application architects, and engineering teams to assess current-state processes, define target-state architecture, create transformation roadmaps and prototypes, and guide delivery using Microsoft technologies. 

Key Responsibilities 

• Lead executive, business, and technology stakeholder workshops and structured discovery sessions. 

• Assess current-state Wealth Management workflows, operating processes, application landscape, integrations, and automation opportunities. 

• Define target-state business processes, solution architecture, integration patterns, security considerations, and implementation roadmaps. 

• Build, qualify, prioritize, and manage a transformation backlog based on business value, feasibility, risk, and dependencies. 

• Lead architecture for workflow modernization initiatives, including client onboarding, account opening, advisor and client servicing, document and file management, enterprise scheduling, trade blotter, and related operations processes. 

• Identify opportunities for Microsoft Power Platform, Dynamics 365 CE, Azure Integration Services, BPM platforms, and data and process automation. 

• Guide prototypes and proof-of-concepts that validate business outcomes, architecture decisions, and implementation feasibility. 

• Collaborate with business analysts, Power Platform and Dynamics 365 consultants, application architects, integration teams, engineering teams, and delivery leadership. 

• Produce architecture blueprints, decision records, functional and non-functional requirements, estimates, delivery plans, and executive-ready recommendations. 

• Provide architecture governance and delivery guidance through implementation, testing, release planning, and adoption. 

Required Experience 

• 15+ years of experience in enterprise solution architecture, business applications, workflow transformation, or related roles. 

• 10+ years of direct experience in Wealth Management, Private Banking, Asset Management, Brokerage, Registered Investment Advisor, Trust, Investment Management, or Capital Markets environments. 

• Proven experience leading discovery, target-state design, modernization roadmaps, and implementation planning for complex financial services organizations. 

• Demonstrated experience working directly with senior business leaders, product owners, architects, compliance stakeholders, and engineering teams. 

• Experience translating business objectives and operating-model needs into scalable solution architecture and actionable delivery backlogs. 

• Experience leading customer-facing presentations, architecture reviews, solution trade-off discussions, and executive decision-making. 

Required Wealth Management and Capital Markets Expertise 

• Experience with broker-dealer, Registered Investment Advisor, private wealth, trust, or investment management operations. 

• Ability to converse credibly with wealth advisors, portfolio managers, operations leaders, compliance teams, technology leaders, and executive stakeholders. 

• Experience modernizing advisor desktop, client onboarding, account opening, client servicing, and wealth operations workflows. 

• Strong understanding of advisory operations, investment and account servicing lifecycles, portfolio management workflows, trade blotter processes, regulatory obligations, and supervisory controls. 

• Ability to translate Wealth Management business objectives into target-state operating models, workflow automation strategies, data requirements, and solution architecture recommendations. 

Required Technical Skills 

• Microsoft Power Platform, including Power Apps, Power Automate, Dataverse, and platform governance. 

• Microsoft Dynamics 365 Customer Engagement. 

• Azure Integration Services, including Logic Apps, API Management, Service Bus, and API-based integration patterns. 

• Business Process Management and enterprise workflow platforms. 

• Banking and Financial Services digital transformation. 

• Data and process automation. 

• Enterprise application integration, security, data architecture, and non-functional solution design. 

• Requirements discovery, business process assessment, architecture modeling, and roadmap development. 

📩 Interested candidates, please connect or share resumes at: