Compliance Officer


Sun Harbor Advisors LLC
Dice Job Match Score™
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Job Details
Skills
- Deep understanding of industry-specific regulations (e.g.
- GDPR
- HIPAA
- FINRA
- SOX).
- Conducting audits and monitoring compliance status remotely.
Summary
Job Summary
We are seeking a highly motivated and detail-oriented Remote Compliance Officer to oversee and ensure our organization's adherence to regulatory requirements, internal policies, and industry standards. The ideal candidate will conduct audits, develop compliance programs, and provide guidance to staff to maintain a culture of integrity and compliance across all remote operations.
Key Responsibilities:
Monitor and evaluate the organization s adherence to applicable laws, regulations, and internal policies.
Conduct regular compliance audits and risk assessments.
Develop, implement, and update compliance policies and procedures.
Provide training and guidance to employees on compliance requirements.
Investigate compliance issues and coordinate corrective actions.
Maintain up-to-date knowledge of relevant regulatory changes and industry best practices.
Prepare and present reports on compliance status to senior management.
Collaborate with various departments to promote a culture of compliance and ethical standards.
Qualifications:
Bachelor s degree in Law, Business Administration, or related field.
Proven experience in compliance, risk management, or audit (preferably in a remote setting).
Strong knowledge of regulatory requirements relevant to the industry.
Excellent analytical, organizational, and communication skills.
Ability to work independently and manage multiple priorities.
Proficiency in compliance management software and MS Office Suite.
High integrity and professional judgment.
Benefits
Incentive Bonus Plans
Comprehensive Medical, Dental, and Vision benefits
401K with Company Match
9 Paid Holidays
Generous Paid Time Off Packages
Employee Stock Purchase Plan
Paid Parental & Family Leave
- Dice Id: 91163216
- Position Id: 9010984
- Posted 18 hours ago
Company Info
About Sun Harbor Advisors LLC
At SUN HARBOR ADVISORS LLC, we believe that our people are our greatest asset. We are dedicated to fostering a culture of innovation, collaboration, and excellence. As we continue to grow and expand, we are always on the lookout for talented individuals who share our passion for financial success and client service.
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