Business Operations Analyst – Broker Dealer

Daily Responsibilities:

•        Field service, ad hoc mailings, periodic statement testing, monthly statement production cycles; form and insert reconciliation and validation.

What program/technology/software knowledge is essential for this role?

•        Broker-dealer platforms (Betalink, Broadridge) and inhouse back-office mainframe application used to validate statements.

•        Microsoft tools (outlook, Word, Excel, Access).

Must-have Skills/Experiences and/or Education, certifications, qualifications, designations:

•        Experience in financial services

•        Statement/document production

•        Audit and reconciliation

•        Operational controls

Nice-to-have Skills/Experience and/or Education, certifications, qualifications, designations:

•        Business analyst / project management experience

•        Financial instrument product knowledge (e.g., mutual funds, bonds, etc.)