Compliance Analyst at a Major Japanese Bank

Hybrid in Jersey City, NJ, US • Posted 1 day ago • Updated 1 day ago
Contract W2
5 Months
No Travel Required
Hybrid
$58/hr
Fitment

Dice Job Match Score™

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Job Details

Skills

  • Analytical Skill
  • Attention To Detail
  • Collaboration
  • Communication
  • Compliance Management
  • Internal Auditing
  • Legal
  • Microsoft Office
  • Policies and Procedures
  • Regulatory Compliance
  • Reporting
  • Risk Assessment
  • Research
  • Training

Summary

"We only Accept Local Candidate" ***New Jersey, New York***

Description:

Summary: Ensures that the organization adheres to internal policies, SEC 15c3-3 regulatory requirements, and industry standards by monitoring, evaluating, and reporting on compliance-related activities. Responsibilities: Review and assess internal processes to identify potential compliance risks. Conduct audits and prepare reports to document compliance findings. Monitor regulatory changes and assist in updating policies and procedures. Support investigations into compliance issues and recommend corrective actions. Collaborate with departments to ensure adherence to legal and regulatory requirements. Assist in training staff on compliance-related topics. Skills: Knowledge of regulatory frameworks relevant to the industry such as SOX, GDPR, or HIPAA. Experience with risk assessment and internal auditing practices. Strong analytical, research, and communication skills. Proficiency in Microsoft Office and compliance management tools. Attention to detail and the ability to handle confidential information.

Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.
  • Dice Id: 90806965
  • Position Id: 991351
  • Posted 1 day ago
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Yoko Kumagai

Yoko Kumagai

Recruiter @ NSD International, Inc.
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