Compliance Analyst

Hybrid in Queens, NY, US • Posted 30+ days ago • Updated 7 days ago

Contract W2

No Travel Required

Hybrid

Depends on Experience

Fitment

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Job Details

Skills

Asset Management
Regulatory Compliance
Taxonomy
Inventory
Test Plans

Summary

Description:

Please Note: This is a Compliance Specialist Role

Title: Risk and Controls Implementation Specialist

Summary: A resource with asset-management and regulatory experience who will focus on translating the control assessment and work taxonomy into a comprehensive asset management specific risk and control inventory, designing the compliance monitoring and testing plan, mapping gaps with Corporate Compliance and risk, and preparing exam-ready documentation.

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Job Experience Level

Senior (10+ Years)

Work Location Expectations

Hybrid

Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.

Dice Id: 10148179
Position Id: SC7773BM
Posted 30+ days ago

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Compliance Analyst

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Job Details

Skills

Summary

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