Hybrid in New York, New York
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Today
Role- Internal Auditor Location- Midtown,NY/Baltimore,MD(Hybrid) Type-Contract Wealth Management Internal Audit role focused on Regulatory Reporting business requires a candidate to act as the "third line of defense," independently assessing the firm''s internal control structure. For Stockplan-specific operations, this involves evaluating compliance with SEC and FINRA rules, particularly regarding trade reporting and employee equity compensation. Core Responsibilities Audit Lifecycle Managemen
Easy Apply
Contract, Third Party
Depends on Experience









