Lake Mary, Florida
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Today
We?re seeking a future team member for the role ofVice President Market Abuse Trade Surveillance,to join our Core Compliance team. This role is located in Lake Mary, FL In this role, you?ll make an impact in the following ways: Analyzing and documenting the disposition of trade alerts for potential market manipulation abuses including but not limited to: Trading Ahead of News (Insider Dealing), Wash Sales, Spoofing, Marking the Open/CloseAssisting with the management of Compliance and Regulatory
Full-time
