Job Title: Wealth Management Internal Audit Regulatory Reporting Location: NY/NJ Only (Expected to work at client location in NYC for 3 days per week) Duration: 12+ Months Wealth Management Internal Audit role focused on Regulatory Reporting business requires a candidate to act as the third line of defense, independently assessing the firm''s internal control structure. For Stockplan specific operations, this involves evaluating compliance with SEC and FINRA rules, particularly regarding trade