Principal Associate, Capital Markets & Risk - SOX Capital One?s Sarbanes-Oxley (SOX) Advisory team in Finance Risk Management (FRM)is a dedicated group of professionals focused on delivering top-quality external reporting risk advisory services. They leverage a detailed understanding of the full end-to-end risk management and controls process to advise on Sarbanes-Oxley (SOX), the associated risk and control environment, and identify opportunities to further strengthen the financial reporting e