Job Title:- Legal, Compliance & Regulatory Business Analyst (With financial background companies experience)
Location: NYC, New York (Onsite)
Anticipated Start Date: April 6, 2026
W2
Note: looking for operations executives from financial background companies.
We are seeking a detail-oriented and analytical Business Analyst to support the Legal, Compliance, and Regulatory functions within the Corporate Secretariat. The role involves working closely with legal and compliance teams to streamline governance processes, ensure regulatory adherence, and enhance operational efficiency through data-driven insights and system improvements.
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Key Responsibilities:
Collaborate with Legal, Compliance, and Corporate Secretariat teams to analyze business requirements and translate them into functional specifications
Support regulatory reporting, governance processes, and compliance tracking
Assist in the preparation of board and committee materials, including agendas, reports, and presentations
Work with tools such as BoardPad, Diligent, and Blueprint for legal entity and governance management
Monitor and ensure compliance with regulatory requirements and internal policies
Conduct data analysis, process mapping, and gap analysis to identify improvement opportunities
Support implementation of process enhancements and system upgrades
Maintain accurate records and documentation for audit and compliance purposes
Liaise with internal stakeholders and external vendors (e.g., board secretariat service providers)
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Required Qualifications:
Bachelor's degree in Law, Finance, Business Administration, or related field
2 5 years of experience in legal, compliance, regulatory, or business analysis roles
Strong understanding of corporate governance and regulatory frameworks
Proficiency in Microsoft Excel and MS Office Suite
Excellent analytical, documentation, and communication skills
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Preferred Qualifications:
Experience within Corporate Secretariat or Legal Entity Management
Familiarity with tools like Diligent, BoardPad, Blueprint, or similar governance platforms
Exposure to banking or financial services industry
Prior experience working with Big 4/consulting firms (e.g., EY, Deloitte, PwC, KPMG)
Knowledge of regulatory filings, board processes, and compliance reporting
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Key Competencies:
Strong attention to detail and accuracy
Stakeholder management and coordination
Problem-solving and critical thinking
Ability to manage multiple priorities and deadlines
High level of integrity and confidentiality
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Key Deliverables:
Timely and accurate board and committee documentation
Effective compliance tracking and reporting
Process improvement recommendations and implementation support
Well-maintained audit-ready documentation
| Navya Gupta
Sr. IT Technical Recruiter 
| | | Email: Gtalk:
Phone: +1 Linkedin id:
Address: 505 Knolle Court, Saint Augustine| FL 32092 |
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