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Operation & Compliance/Registration Specialist

Hybrid in Des Peres, MO, US • Posted 4 hours ago • Updated 4 hours ago

Contract W2

12 Months

No Travel Required

Hybrid

$24/hr

Fitment

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Job Details

Skills

Operation Specialist
Finance or Banking Industry

Summary

As an Operations Specialist, your role is to oversee and optimize day-to-day operational processes within an organization, ensuring efficiency, compliance, and smooth workflow across various departments.

Responsibilities:
• Manage and execute operational needs of the firm in a fast-paced environment
• Demonstrate strong analytical and problem-solving skills
• Take a proactive approach to problem solving
• Handle multiple tasks simultaneously and stay organized
• Provide high-quality customer service
• Identify opportunities for process improvement
• Stay up-to-date on industry best practices and regulations
• Develop and implement operational procedures and policies
• Prepare and present operational reports to management

Qualifications:

The ideal candidate for this role should have a passion for problem solving and a drive for finding solutions to complex challenges
We are looking for an individual with a strong analytical background, excellent communication skills, and a proactive approach to problem solving
his position requires an individual with the ability to handle multiple tasks simultaneously and stay organized in a fast-paced environment Process U4s
Process U5s
Answer Registration Phone calls
Process Compliance Related tasks
Answer Emails
Ensure compliance with industry regulations and accuracy of registration to FINRA

Overview:

Experience: 2-4 years
Must have Skills: Handling compliances, Finra Registration process (Preferred)
Enterprise Knowledge (Preferred): Primary software: APACS, Salesforce.

Skills: -
Attention to Detail
Analytical Thinking
Data Management
Communication
Organization & Time Management
Risk Awareness
Process Management
Adaptability

Keywords:
Education: - Higschool Dipolma
Bachelor''s degree preferred

Employers have access to artificial intelligence language tools (“AI”) that help generate and enhance job descriptions and AI may have been used to create this description. The position description has been reviewed for accuracy and Dice believes it to correctly reflect the job opportunity.

Dice Id: nexmo
Position Id: 8974280
Posted 4 hours ago

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Operation & Compliance/Registration Specialist

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