Software Guidance & Assistance, Inc., (SGA), is searching for a
Prime Brokerage Margin & Collateral Operations Analyst for a
CONTRACT assignment with one of our premier
Financial Services clients in lower Manhattan,
New York, NY. Hybrid, 3 days/week onsite
Responsibilities: - Monitor, calculate, and issue daily margin calls across the Prime Brokerage business, ensuring margin requirements are met accurately and on time.
- Ensure client margin accounts comply with applicable regulatory requirements and internal risk and credit guidelines.
- Support client onboarding, margin documentation reviews, and ongoing management of client-specific margin terms and financing arrangements.
- Identify and escalate margin deficiencies, account breaches, and atypical trading practices, including wire transfers and day-trading patterns.
- Investigate and resolve margin, collateral, reconciliation, and other operational breaks, discrepancies, and exceptions.
- Support collateral workflows, margining, exposure monitoring, settlements, and reconciliations.
- Prepare and update daily reports, dashboards, and operational metrics.
- Monitor workflow queues to ensure deadlines and service-level expectations are met.
- Support testing, system enhancements, and process documentation updates.
- Collaborate with Operations, Risk, Compliance, Technology, counterparties, and other business partners to resolve operational issues and improve processes.
- Ensure adherence to internal controls, policies, procedures, and applicable regulatory requirements.
- Support timely, accurate, and well-controlled operational processes for Prime Services client financing activities.
Required Skills: - 2+ years of experience in Prime Brokerage, Margin and Collateral Operations within a global financial institution, broker-dealer, or bank.
- Working knowledge of U.S. broker-dealer and bank margin regulations, including Regulation T, Regulation U, FINRA Rule 4210, SEC Rule 15c3-3, and SEC Rule 15c3-1, with the ability to calculate, interpret, and apply applicable margin requirements.
- Hands-on experience with collateral workflows, margining, and exposure reconciliation, including bilateral and tri-party processes.
- FINRA Series 99 - Operations Professional registration.
- Strong analytical and problem-solving skills with the ability to review data, identify issues, and support timely resolution.
- Strong attention to detail and accuracy when working with reports, reconciliations, and operational information.
- Effective communication skills and the ability to collaborate across teams and escalate issues appropriately.
- Ability to manage multiple priorities effectively in a fast-paced operational environment.
Preferred Skills: - Familiarity with cross-product margining across equities, fixed income, derivatives, and securities financing within a unified operational framework.
- Experience with Global One, Loan One, EquiLend, Colline, AcadiaSoft, Anvil, and/or Broadridge BPS.
- Working knowledge of OTC, Repo, and Prime Brokerage products, Asset Transfers, Portfolio Margin Regulatory Reporting, and Day Trading Practices.
- Familiarity with Prime Brokerage documentation and legal, regulatory, and trading agreements.
Education: - Undergraduate degree in Finance, Business, or a related discipline.
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SGA is a technology and resource solutions provider driven to stand out. We are a women-owned business. Our mission: to solve big IT problems with a more personal, boutique approach. Each year, we match consultants like you to more than 1,000 engagements. When we say let's work better together, we mean it. You'll join a diverse team built on these core values: customer service, employee development, and quality and integrity in everything we do. Be yourself, love what you do and find your passion at work. Please find us at .
SGA is an Equal Opportunity Employer and does not discriminate on the basis of Race, Color, Sex, Sexual Orientation, Gender Identity, Religion, National Origin, Disability, Veteran Status, Age, Marital Status, Pregnancy, Genetic Information, or Other Legally Protected Status. We are committed to providing access, equal opportunity, and reasonable accommodation for individuals with disabilities in employment, and our services, programs, and activities. Please visit our company to request an accommodation or assistance regarding our policy.
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